Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$2508-08-2018
Ann Marie HansenLPL Financial LLCKestra Investment Services, LLC04-01-2019
Anthony GrotjahnLPL Financial LLCInvestment Architects, Inc.08-15-2018
Arthur Burton VelascoLPL Financial LLCRaymond James Financial Services, Inc.12-06-2018
Arvind VenkateswaranLPL Financial LLCLiberty Group, LLC08-08-2018
Barbara Suzanne WagnerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2019
Bob BrennanLPL Financial LLCCetera$30010-24-2018
Bradley Wallington LewisLPL Financial LLCFSC Securities Corporation$2505-01-2019
Brian James SmithLPL Financial LLCInvestment Professionals, Inc.$15007-30-2018
Briand KitchensLPL Financial LLCCUSO Financial Services, L.P.03-26-2019
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Charles Richard BranchLPL Financial LLCKestra Investment Services, LLC$5010-22-2018
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Corey N. DanielLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-23-2018
Cynthia Diane RivasLPL Financial LLCPrincipal Securities, Inc.$1004-24-2019
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Donna Raelene MossLPL Financial LLCEdward Jones$2501-18-2019
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
Dudley I. McGeeLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-23-2018
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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