Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel EllisLPL Financial LLCU.S. Bancorp Investments, Inc.$10005-04-2016
Dan Johnson Melissa Dixon Tami Eberhardt Barb Bruen Matt Dixon Darin Luze Ron Platz Denny FinkenLPL Financial LLCSecurities America, Inc.$27510-09-2018
Michael ColemanLPL Financial LLCAmeriprise Financial Services, LLC$5803-02-2017
Jared PowellLPL Financial LLCWaddell & Reed$6010-26-2015
Dennis Marshall Kristin SchoenfelderLPL Financial LLCRoyal Alliance Associates, Inc.$8507-10-2015
Corrine KoehlerLPL Financial LLCWells Fargo Clearing Services, LLC$12006-24-2020
Edwin BlanchardLPL Financial LLCMorgan Stanley$6002-19-2016
Bill WoodwardLPL Financial LLCWells Fargo Clearing Services, LLC$10005-01-2015
Paul Levy Jr William PierLPL Financial LLCUBS Financial Services Inc.$16002-04-2015
Steven Higgins Allison SchmidtLPL Financial LLCRaymond James$6605-26-2017
Michael HolligerLPL Financial LLCFidelity$15012-12-2016
David Graham Sibyl SamuelLPL Financial LLCKey Private Bank$6011-01-2016
Alan Michael RomeroLPL Financial LLCAllstate Financial Services, LLC$6209-29-2020
Justin M NimockLPL Financial LLCUBS Financial Services Inc.09-02-2020
Frank Sanford Smith IVLPL Financial LLCKuettel Capital LLC08-18-2020
Noah James BorwickLPL Financial LLCPark Avenue Securities LLC07-31-2020
Tamara Jo JulienLPL Financial LLCSecurities America, Inc.06-25-2020
Carl Patrick Bressler JrLPL Financial LLCProEquities, Inc.06-15-2020
Michael Keith BrannonLPL Financial LLCCUSO Financial Services, L.P.06-01-2020
Wesley James UrsickLPL Financial LLCRaymond James Financial Services, Inc.$13605-26-2020
Laura Ahrens UchidaLPL Financial LLCSecurities America, Inc.05-22-2020
Corinne Gail KoehlerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10005-18-2020
Ryan L MasonLPL Financial LLCRaymond James Financial Services, Inc.$2505-05-2020
Daniel Ewen OLearyLPL Financial LLCSecurities America, Inc.$5004-30-2020
Chester A Wallace JrLPL Financial LLCSecurities America, Inc.$2504-30-2020
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.