Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Eric AlbrechtLPL Financial LLCJ.P. Morgan Securities LLC$5010-11-2019
Daniel Patrick CallaghanLPL Financial LLCEdward Jones07-24-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Mark Alan HaennyLPL Financial LLCCetera Advisors LLC$5007-11-2019
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed06-03-2019
Laurie Ann WezenskyLPL Financial LLCWedbush Securities Inc.$5005-30-2019
Sean Luigi CoviLPL Financial LLCTrilogy Capital, Inc.$2505-29-2019
Brian Mark YawitzLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC04-17-2019
Catherine Stephanie AllredLPL Financial LLCMorgan Stanley$5004-09-2019
James Stanley JohnsonLPL Financial LLCCountry Capital Management Company$2501-16-2019
Samuel B. Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Lynn Dee AnnanLPL Financial LLCMorgan Stanley$1,00011-09-2018
Robert Deane ScottLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-31-2018
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL Financial LLCSecurities America, Inc.$27510-09-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC08-03-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2018
Next Page »

Showing 1 to 25 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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