Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Thomas Mark IbsenLPL Financial LLCMML Investors Services, LLC04-03-2020
Erika Renae AgardLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2020
Scott William CodyLPL Financial LLCSecurities America, Inc.02-03-2020
Laura Suzanne PodraskyLPL Financial LLCGeorge K. Baum & Company01-31-2020
Jody Kim HinseyLPL Financial LLCFirst Allied Securities, Inc.01-24-2020
Cory J NyeLPL Financial LLCEdward Jones01-17-2020
Daniel Lee GroteLPL Financial LLCSecurities America, Inc.01-15-2020
Robert Allen NovakLPL Financial LLC1st Global Capital Corp.12-03-2019
Emily Kathleen BiehlerLPL Financial LLCCommonwealth Financial Network11-18-2019
Nicholas Martin RoseLPL Financial LLCCommonwealth Financial Network11-18-2019
Robert Lane FarmerLPL Financial LLCForta Financial Group, Inc.10-04-2019
John Jospeh AndersonLPL Financial LLCUSAA Investment Management Company09-19-2019
Warren Eugene PrenticeLPL Financial LLCEdward Jones08-02-2019
Ronald Patrick KlineLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-01-2019
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed06-03-2019
Evan Bernard CarabelloLPL Financial LLCEdward Jones03-22-2019
Jason William RiteLPL Financial LLCLifeMark Securities Corp.03-12-2019
Justin Kenneth KawcakLPL Financial LLCFBL Marketing Services, LLC01-02-2019
Samuel B. Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Liberty Fay BrownLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Anthony Morris DoctorLPL Financial LLCRaymond James Financial Services, Inc.10-31-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, LLC10-01-2018
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Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.