Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Patrick CallaghanLPL Financial LLCEdward Jones07-24-2019
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed06-03-2019
Brian Mark YawitzLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC04-17-2019
Samuel B. Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC08-03-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Patrick J. BrannanLPL Financial LLCCetera Advisors LLC04-02-2018
Jeffrey Scott MarkewichLPL Financial LLCCetera Advisor Networks LLC03-29-2018
Allan Dean WarpnessLPL Financial LLCProEquities, Inc.02-15-2018
Rodney Kent WilsonLPL Financial LLCSII Investments, Inc.02-14-2018
Richard Jason LevineLPL Financial LLCSII Investments, Inc.02-14-2018
James Lavern Cox IIILPL Financial LLCSII Investments, Inc.02-14-2018
Robert Donald Deister IILPL Financial LLCNational Planning Corporation11-29-2017
David Alan SmithLPL Financial LLCNational Planning Corporation11-29-2017
Judith Marie SomersLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
James Robert AbernethyLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
David Samuel BarryLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Michael Douglass FrostLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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