Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill WoodwardLPL Financial LLCWells Fargo Advisors$10005-01-2015
Paul Levy Jr., William PierLPL Financial LLCUBS Financial Services Inc. Inc.$16002-04-2015
Paul Edward Levy Jr.LPL Financial LLCUBS Financial Services Inc.$5002-04-2015
Michael Beric ChristiansenLPL Financial LLCEdward Jones01-02-2015
Scott Robert WingfieldLPL Financial LLCAllstate Financial Services, LLC11-25-2014
Patterson James McKinlayLPL Financial LLCFinancial Telesis Inc09-25-2014
Cynthia Leann HodgesLPL Financial LLCFinancial Telesis Inc09-25-2014
William R. DouglasLPL Financial LLCAXA Advisors, LLC08-01-2014
Michael Frederick Myers Sr.LPL Financial LLCParkland Securities, LLC$1006-02-2014
Leland Brent NunnallyLPL Financial LLCEdward Jones$1002-14-2014
Benjamin E. CasnerLPL Financial LLCRaymond James Financial Services, Inc.$1001-02-2014
Robert Wayne FolandLPL Financial LLCSecurities Service Network, LLC11-19-2013
John Robert PhillipsLPL Financial LLCSecurities Service Network, LLC11-04-2013
David Robert CichonLPL Financial LLCSecurities Service Network, LLC11-04-2013
Michael T. McIntoshLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-04-2013
Adam Ross LuncefordLPL Financial LLCSecurities Service Network, LLC$2510-29-2013
Stephanie Ann StanoLPL Financial LLCLockton Financial Advisors, LLC06-28-2013
Michael Wayne JolieLPL Financial LLCKestra Investment Services, LLC$7505-31-2013
Danielle Kathleen BerzLPL Financial LLCUBS Financial Services Inc.05-09-2013
Jeremy Michael ZiemerLPL Financial LLCEdward Jones$1004-12-2013
Heather Marie ChurchLPL Financial LLCRaymond James & Associates, Inc.02-19-2013
Ronald Vincent VermillionLPL Financial LLCEdward Jones$2502-07-2013
Kevin W. ShawLPL Financial LLCCambridge Investment Research, Inc.01-08-2013
Patrick Edwin DowlinLPL Financial LLCWells Fargo Clearing Services, LLC11-23-2012
Cary Jon EidsnessLPL Financial LLCSigma Financial Corporation10-01-2012
« Previous PageNext Page »

Showing 101 to 125 of 187 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.