Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Lynn LeslieLPL Financial LLCEdward Jones$1009-28-2012
Ann Galvin ReLPL Financial LLCKey Investment Services LLC09-18-2012
Patricia JonesLPL Financial LLCMorgan Stanley$5009-14-2012
David Crance HarawayLPL Financial LLCRaymond James Financial Services, Inc.$2508-15-2012
Robert Cameron Cooke Jr.LPL Financial LLCMutual Securities, Inc.07-24-2012
Zachary Tobias BouckLPL Financial LLCWaddell & Reed$2506-01-2012
Bryson Blair BradenLPL Financial LLCWaddell & Reed06-01-2012
Erik Donald AndersonLPL Financial LLCEdward Jones02-29-2012
Mark S. DurantLPL Financial LLCSunset Financial Services, Inc.02-09-2012
Julia Judith SmithLPL Financial LLCLincoln Financial Advisors Corporation02-08-2012
Monica Alicia SchmittLPL Financial LLCEdward Jones01-17-2012
Clark John LofthouseLPL Financial LLCWedbush Securities Inc.$1011-23-2011
Mikyung OhLPL Financial LLCCUSO Financial Services, L.P.$5011-18-2011
Jeffrey Michael ThompsonLPL Financial LLCNew England Securities$1011-18-2011
Craig Stephen KetchamLPL Financial LLCEdward Jones11-02-2011
Melissa Andrea BaldwinLPL Financial LLCEdward Jones10-27-2011
Brannon Neal BrownLPL Financial LLCChesapeake Investment Management LLC10-14-2011
Milletetsega Madhaniy BirhanemaskelLPL Financial LLCWaddell & Reed08-29-2011
Anthony Raymond PrzecheraLPL Financial LLCWells Fargo Clearing Services, LLC08-19-2011
Jeffrey J DonahueLPL Financial LLCSecurities America, Inc.$2508-05-2011
Matthew Quinn CarpinelliLPL Financial LLCSecurities America, Inc.$5008-01-2011
Victoria Anne LongLPL Financial LLCHD Vest Investment Services07-29-2011
Katherine Denise GreenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2011
Margaret Susan EnglishLPL Financial LLCNYLIFE Securities LLC07-18-2011
Douglas Michael HeagrenLPL Financial LLCAmeriprise Financial Services, Inc.07-06-2011
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Showing 126 to 150 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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