Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Edward Levy Jr.LPL Financial LLCUBS Financial Services Inc.$5002-04-2015
Michael Beric ChristiansenLPL Financial LLCEdward Jones01-02-2015
Charles Edward Prather IVLPL Financial LLCUBS Financial Services Inc.$5012-18-2014
Scott Robert WingfieldLPL Financial LLCAllstate Financial Services, LLC11-25-2014
Gary Stewart BedfordLPL Financial LLCMid Atlantic Capital Corporation$5011-17-2014
Richard Allen MillerLPL Financial LLCSII Investments, Inc.$2510-03-2014
Cynthia Leann HodgesLPL Financial LLCFinancial Telesis Inc09-25-2014
William R. DouglasLPL Financial LLCAXA Advisors, LLC08-01-2014
Michael Gregory EustonLPL Financial LLCWells Fargo Clearing Services, LLC06-20-2014
William M MillerLPL Financial LLCWells Fargo Clearing Services, LLC$10006-20-2014
Michael Frederick Myers Sr.LPL Financial LLCParkland Securities, LLC$1006-02-2014
Jill Marie SchmiedingLPL Financial LLCWells Fargo Clearing Services, LLC05-22-2014
Thomas Michael AbboudLPL Financial LLCMetLife Securities Inc.$5005-19-2014
Philip Alan WilsonLPL Financial LLCMutual Securities, Inc.$15005-12-2014
Jesse Edward StaleyLPL Financial LLCNational Planning Corporation05-01-2014
Wendi R. StromLPL Financial LLCSchwab Private Client Investment Advisory, Inc.04-04-2014
Leland Brent NunnallyLPL Financial LLCEdward Jones$1002-14-2014
Benjamin E. CasnerLPL Financial LLCRaymond James Financial Services, Inc.$1001-02-2014
Scott MasonLPL Financial LLCSecurian Financial Services, Inc.12-03-2013
Robert Wayne FolandLPL Financial LLCSecurities Service Network, LLC$111-19-2013
David Robert CichonLPL Financial LLCSecurities Service Network, LLC11-04-2013
John Robert PhillipsLPL Financial LLCSecurities Service Network, LLC11-04-2013
Michael T. McIntoshLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-04-2013
Adam Ross LuncefordLPL Financial LLCSecurities Service Network, LLC$2510-29-2013
William Francis CassidyLPL Financial LLCAXA Advisors, LLC10-11-2013
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Showing 126 to 150 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.