Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Eddy RoarkLPL Financial LLCMorgan Stanley$10005-26-2011
Matthew Edward PhillipsLPL Financial LLCAXA Advisors, LLC01-03-2011
Mason C. SamuelsLPL Financial LLCPark Avenue Securities LLC12-23-2010
Steven Conway SpantonLPL Financial LLCWells Fargo Investments, LLC$5010-01-2010
James Michael O'LearyLPL Financial LLCPruco Securities, LLC.10-01-2010
Kenneth James PayneLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2010
Teresa Rae SandersLPL Financial LLCEdward Jones$1009-24-2010
Eric Richard JahnkeLPL Financial LLCAllstate Financial Services, LLC09-24-2010
Walter Rey CinoccoLPL Financial LLCEdward Jones$1009-07-2010
Philip D. BrownLPL Financial LLCWoodbury Financial Services, Inc.08-25-2010
Robert Lyle HullLPL Financial LLCEdward Jones$1007-30-2010
William Gregory YoungLPL Financial LLCWaddell & Reed$1007-16-2010
Kenton Hillard HuffLPL Financial LLCAXA Advisors, LLC$1007-01-2010
Doug John GriffithLPL Financial LLCWells Fargo Clearing Services, LLC04-29-2010
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Robert AlexandrovicLPL Financial LLCUBS Financial Services Inc.03-08-2010
Kevan Edward McNaughtLPL Financial LLCCetera Investment Services LLC02-10-2010
Adam Watson HallLPL Financial LLCVALIC Financial Advisors, Inc.02-05-2010
David Jon PocsLPL Financial LLCAXA Advisors, LLC01-15-2010
Michael Robert McDonaldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
Richard Eric WeintraubLPL Financial LLCCetera Investment Services LLC$5009-08-2009
Brian David WilliamsLPL Financial LLCMutual Service Corporation$2509-08-2009
Gary Dean MeswardLPL Financial LLCMutual Service Corporation09-08-2009
Robert Bernhard JohnsonLPL Financial LLCMutual Service Corporation09-08-2009
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Showing 151 to 175 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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