Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio James AnnunziatoLPL Financial LLCA.G.P / Alliance Global Partners05-21-2014
Richard Dennis DickinsonLPL Financial LLCAIG Capital Services, Inc.$10007-24-2012
Joanna Sammy-SasieneLPL Financial LLCAmegy Investments, Inc.10-30-2015
Michael TavernerLPL Financial LLCAmeriprise Financial Services, Inc.$10006-13-2019
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, Inc.$50006-13-2019
William Harvey ConnerLPL Financial LLCAmeriprise Financial Services, Inc.$50007-08-2016
James David McManusLPL Financial LLCAmeriprise Financial Services, Inc.$25004-22-2014
Jean Alison LeonardLPL Financial LLCAmeriprise Financial Services, Inc.$15010-16-2012
Harold H. Hartmann Jr.LPL Financial LLCAvantax Investment Services, Inc.12-14-2011
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
Christopher P. AldrichLPL Financial LLCAXA Advisors, LLC12-22-2016
Daniel R FreyLPL Financial LLCAXA Advisors, LLC09-23-2015
Michael David RaymondLPL Financial LLCCambridge Investment Research, Inc.$10005-13-2019
Christopher J. RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Thomas Edward RobargeLPL Financial LLCCambridge Investment Research, Inc.02-21-2019
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Thomas Noel Mcavoy Jr.LPL Financial LLCCambridge Investment Research, Inc.$50001-14-2014
Ana Paula FonsecaLPL Financial LLCCapital Brokerage Corporation10-01-2009
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$25007-30-2018
Rand Roger GuffeyLPL Financial LLCCetera Advisor Networks LLC12-17-2010
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Joseph Charles LindnerLPL Financial LLCCetera Investment Services LLC$25002-02-2016
Michael Lee SmithLPL Financial LLCChase Investment Services Corp.$10012-02-2010
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Michael G. WheelerLPL Financial LLCCommonwealth Financial Network$10002-01-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.