Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Paul Zocco Jr.LPL Financial LLCLincoln Financial Advisors Corporation$10001-02-2009
Michael James ReillyLPL Financial LLCSecurities America Advisors, Inc.$10001-26-2009
Marc Adam SackLPL Financial LLCStratos Wealth Partners, Ltd$10001-27-2009
Antonio DisorboLPL Financial LLCDBIA, LLC.$68002-05-2009
Matthew Robert BoehmLPL Financial LLCGunnAllen Financial, Inc$10002-23-2009
Fritz Andrew Dahlgren Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-27-2009
Theodore Martin DegrootLPL Financial LLCUBS Financial Services Inc.$25004-02-2009
Steven Norbert BanalettiLPL Financial LLCJanney Montgomery Scott LLC$10006-17-2009
Dana Seth PreisLPL Financial LLCNortheast Planning Associates, Inc.$10007-23-2009
Stevin Lindsay MosesLPL Financial LLCPeople's Securities, Inc.07-31-2009
Suzanna DwyerLPL Financial LLCNewalliance Investments, Inc.$25009-22-2009
Jeremy Bennett BeitelLPL Financial LLCInfinex Investments, Inc.$25009-25-2009
Ana Paula FonsecaLPL Financial LLCCapital Brokerage Corporation10-01-2009
Ryan R MorrisseyLPL Financial LLCMorgan Stanley$25001-29-2010
Brian Daniel O'ConnellLPL Financial LLCPruco Securities, LLC.$10002-02-2010
Howard Alan SchachterLPL Financial LLCEdward Jones$25005-01-2010
Michelle Renee MaccioLPL Financial LLCEdward Jones$10010-27-2010
Douglas A KartsenLPL Financial LLCEdward Jones$10011-30-2010
Michael Lee SmithLPL Financial LLCChase Investment Services Corp.$10012-02-2010
Rand Roger GuffeyLPL Financial LLCCetera Advisor Networks LLC12-17-2010
Dominick David SantoroLPL Financial LLCMorgan Stanley$25002-25-2011
Jeffrey Michael PangaroLPL Financial LLCEdward Jones$10003-25-2011
Robert Neil TricaricoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$25005-16-2011
Joan Marie FislerLPL Financial LLCNewalliance Investments, Inc.$25005-31-2011
Joseph Thomas MurphyLPL Financial LLCNewalliance Investments, Inc.05-31-2011
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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