Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Anthony AndreottaLPL Financial LLCWells Fargo Clearing Services, LLC01-27-2017
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Andrea Elizabeth CamoinLPL Financial LLCSilver Oak Securities, Incorporated$10007-05-2011
Andrew Michael BrookmanLPL Financial LLCOppenheimer & Co. Inc.05-23-2019
Anthony Joseph TruinoLPL Financial LLCMML Investors Services, LLC$50012-13-2019
Anthony Truino Michael J Carbino John Dougherty Christopher ZapataLPL Financial LLCMassMutual Financial Group$46012-13-2019
Antonio Americo CioccaLPL Financial LLCCantella & Co., Inc.$5011-25-2013
Arthur DedominicisLPL Financial LLCLincoln Financial Advisors Corporation11-18-2016
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Brian Daniel OConnellLPL Financial LLCPruco Securities, LLC.$2502-02-2010
Brian M McqueeneyLPL Financial LLCCetera Advisor Networks LLC10-16-2017
Brian McqueeneyLPL Financial LLCCetera$5110-16-2017
Bruce Craig HodginsLPL Financial LLCInfinex Investments, Inc.10-23-2012
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Christopher Andrew AgueleLPL Financial LLCPeople's Securities, Inc.12-18-2017
Christopher Andrew FletcherLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Christopher D WoodhouseLPL Financial LLCNew England Securities10-24-2012
Christopher J RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Christopher Lee JohnsonLPL Financial LLCPFS Investments Inc.05-14-2019
Christopher P AldrichLPL Financial LLCEquitable Advisors, LLC12-22-2016
Craig Bernard CacaseLPL Financial LLCWaddell & Reed11-07-2017
Daniel Craig WiceLPL Financial LLCPruco Securities, LLC.$1808-16-2012
Daniel Joseph DragoLPL Financial LLCKey Investment Services LLC02-13-2017
Daniel Kelly ClarkLPL Financial LLCLombard International Distribution Company04-01-2009
Daniel VelazquezLPL Financial LLCAmeriprise Financial Services, LLC06-17-2011
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.