Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Alice Leary ReitzLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrea Elizabeth CamoinLPL Financial LLCSilver Oak Securities, Incorporated07-05-2011
Annette HassanLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Anthony John MarcianoLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Antonio DisorboLPL Financial LLCDBIA, LLC.02-05-2009
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Brenton Alan SilanoLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Brian Daniel O'ConnellLPL Financial LLCPruco Securities, LLC.$1002-02-2010
Brian McqueeneyLPL Financial LLCCetera$5110-16-2017
Brian Tucker DavisLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Bruce Colby ParmenterLPL Financial LLCNational Planning Corporation11-29-2017
Bruce Craig HodginsLPL Financial LLCInfinex Investments, Inc.10-23-2012
Carol Ann TartagliaLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Charles Carmon Crolle Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Charles Joseph MinahanLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Andrew FletcherLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Christopher Bernard CymbalaLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Christopher D. WoodhouseLPL Financial LLCNew England Securities10-24-2012
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Christopher Michael WarnerLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Paul JordanLPL Financial LLCNational Planning Corporation$10011-29-2017
Cynthia Ann GiovacchinoLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Daniel Craig WiceLPL Financial LLCPruco Securities, LLC.$1008-16-2012
Next Page »

Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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