Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Dougherty Jr.LPL Financial LLCMML Investors Services, LLC12-13-2019
Joseph Thomas MurphyLPL Financial LLCInfinex Investments, Inc.11-15-2019
Roseanne SmithLPL Financial LLCTD Private Client Wealth LLC09-09-2019
Marni Andrea HandelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Jairo Cesar LemosLPL Financial LLCEdward Jones06-28-2019
Christopher Lee JohnsonLPL Financial LLCPFS Investments Inc.05-14-2019
Christopher J. RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Thomas Edward RobargeLPL Financial LLCCambridge Investment Research, Inc.02-21-2019
Jaime Freddy DelgadoLPL Financial LLCJ.P. Morgan Securities LLC02-11-2019
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Laurence Edward GreeleyLPL Financial LLCFSC Securities Corporation07-16-2018
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Laurie Gerard GonthierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
David James DesantiLPL Financial LLCMML Investors Services, LLC05-02-2018
Nicholas PetronchakLPL Financial LLCWaddell & Reed05-01-2018
Solana OurnLPL Financial LLCPruco Securities, LLC.04-10-2018
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
David Ralph MeadeLPL Financial LLCPeople's Securities, Inc.03-19-2018
Frank David AngelisLPL Financial LLCLincoln Financial Distributors, Inc.12-20-2017
Steven John KessesLPL Financial LLCNational Planning Corporation11-29-2017
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
John Fortuna Jr.LPL Financial LLCJanney Montgomery Scott LLC06-16-2017
Daniel Joseph DragoLPL Financial LLCKey Investment Services LLC02-13-2017
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.