Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan IveyLPL Financial LLCNationwide Securities, LLC$25008-05-2019
Brooks Mitchell McCallLPL Financial LLCNationwide Securities, LLC$25008-01-2019
Richard Edward GeretyLPL Financial LLCNationwide Securities, LLC$50008-01-2019
Paul Andrew CoroneosLPL Financial LLCForesters Financial Services, Inc.$25006-17-2019
Michael G. WeberLPL Financial LLCKestra Investment Services, LLC$36005-30-2019
Brian Andrew MessickLPL Financial LLCKestra Investment Services, LLC$50005-30-2019
Eliot Snow HowellLPL Financial LLCWells Fargo Advisors Financial Network, LLC$50009-26-2018
Patric Tracey BarnhartLPL Financial LLCCetera Advisor Networks LLC09-07-2018
William J Wahl IIILPL Financial LLCHornor, Townsend & Kent, LLC$10005-16-2018
Robert Ralph ReidingerLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25011-17-2017
Adrian AlbidressLPL Financial LLCNationwide Securities, LLC$10011-16-2017
Phillip Albert LorenzonLPL Financial LLCThe Leaders Group, Inc.$10009-01-2017
James Patrick KarthausLPL Financial LLCThe Leaders Group, Inc.09-01-2017
Jason O'MearaLPL Financial LLCThe Leaders Group, Inc.08-31-2017
Jonathan William ChildsLPL Financial LLCThe Leaders Group, Inc.08-31-2017
John V DolanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14707-26-2017
Charles Joseph McNamara Jr.LPL Financial LLCPruco Securities, LLC.01-09-2017
William Louis MontgomeryLPL Financial LLCLincoln Financial Securities Corporation11-07-2016
Jackie Eugene Dove Jr.LPL Financial LLCLincoln Financial Advisors Corporation10-26-2016
Philip Henry Sears IIILPL Financial LLCSecurities America, Inc.05-06-2016
Hajir John MoghaddamLPL Financial LLCPruco Securities, LLC.12-10-2015
Eric Daniel JanvierLPL Financial LLCPNC Investments$25001-23-2015
Kenneth Lance ReeseLPL Financial LLCPark Avenue Securities LLC$10011-14-2014
Donald Stewart Ratledge Jr.LPL Financial LLCAvantax Investment Services, Inc.05-02-2014
Warren Scott VandiverLPL Financial LLCProEquities, Inc.02-25-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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