Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Regina Emily ManciniLPL Financial LLCPNC Investments$10012-08-2009
Peter Stephen VanderkleyLPL Financial LLCMorgan Stanley$50004-09-2010
Jeffrey H. MacdonaldLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-26-2010
Christopher Deegan VincentLPL Financial LLCSignator Investors, Inc.12-07-2010
Raymond Allen ThomasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2011
Paul Thomas BartkowskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2011
Daniel W. RowlesLPL Financial LLCRidgeway & Conger, Inc.$10012-09-2011
William G. RyonLPL Financial LLCRidgeway & Conger, Inc.$25012-09-2011
Cameron Gallo FitzgeraldLPL Financial LLCPNC Investments05-03-2013
Randal EvelandLPL Financial LLCJ.P. Morgan Securities LLC07-10-2013
Warren Scott VandiverLPL Financial LLCProEquities, Inc.02-25-2014
Merrick Heller DericksonLPL Financial LLCProEquities, Inc.02-25-2014
Donald Stewart Ratledge Jr.LPL Financial LLCAvantax Investment Services, Inc.05-02-2014
Kenneth Lance ReeseLPL Financial LLCPark Avenue Securities LLC$10011-14-2014
Eric Daniel JanvierLPL Financial LLCPNC Investments$25001-23-2015
Hajir John MoghaddamLPL Financial LLCPruco Securities, LLC.12-10-2015
Philip Henry Sears IIILPL Financial LLCSecurities America, Inc.05-06-2016
Jackie Eugene Dove Jr.LPL Financial LLCLincoln Financial Advisors Corporation10-26-2016
William Louis MontgomeryLPL Financial LLCLincoln Financial Securities Corporation11-07-2016
Charles Joseph McNamara Jr.LPL Financial LLCPruco Securities, LLC.01-09-2017
John V DolanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14707-26-2017
Jason O'MearaLPL Financial LLCThe Leaders Group, Inc.08-31-2017
Jonathan William ChildsLPL Financial LLCThe Leaders Group, Inc.08-31-2017
Phillip Albert LorenzonLPL Financial LLCThe Leaders Group, Inc.$10009-01-2017
James Patrick KarthausLPL Financial LLCThe Leaders Group, Inc.09-01-2017
Next Page »

Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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