Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Jeffrey WatersLPL Financial LLCMorgan Stanley$16802-14-2020
Deborah Sue HawksworthLPL Financial LLCEdward Jones01-31-2020
Shawn Anthony WaltonLPL Financial LLCMorgan Stanley$2501-31-2020
Kathi Melissa OteroLPL Financial LLCEdward Jones$15001-17-2020
Paul Lawrence SterzingerLPL Financial LLCEdward Jones$2501-06-2020
David James PeckhamLPL Financial LLCCetera Advisors LLC12-04-2019
Christopher Wayne BordnerLPL Financial LLCCetera Advisors LLC$5012-04-2019
Nestor Gabriel SchpalianskyLPL Financial LLCCetera Investment Services LLC11-27-2019
Jammie Lee ChorrushiLPL Financial LLCH. Beck, Inc.$5011-26-2019
Harry Robert BayardLPL Financial LLCCetera Advisor Networks LLC11-19-2019
Robert T. Newsome Jr.LPL Financial LLCNationwide Securities, LLC11-18-2019
Bradley Jay CollinsLPL Financial LLCHorace Mann Investors, Inc.$50011-14-2019
Scott Reynolds NickersonLPL Financial LLCRaymond James Financial Services, Inc.11-14-2019
Stephen A. Frick Jr.LPL Financial LLCSynovus Securities, Inc.11-06-2019
Timothy David BrinlingLPL Financial LLCEdward Jones$25011-04-2019
Michael Charles CummingsLPL Financial LLCCetera Advisor Networks LLC$25010-31-2019
Scott Lynn FredstromLPL Financial LLCFSC Securities Corporation$10010-16-2019
Marie Catherine Fikus BaumgartnerLPL Financial LLCPruco Securities, LLC.10-10-2019
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Juan Carlos SuarezLPL Financial LLCAXA Advisors, LLC10-01-2019
Shawn SmithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Sherri Marie LangeLPL Financial LLCMML Investors Services, LLC09-23-2019
John Stewart FletcherLPL Financial LLCAmeriprise Financial Services, Inc.$25009-17-2019
Tony Randal WahlLPL Financial LLCG. A. Repple & Company09-11-2019
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Showing 1 to 25 of 675 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.