Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Walter BrillLPL Financial LLCRaymond James Financial Services, Inc.09-02-2014
William Thomas SmithLPL Financial LLCEdward Jones$2506-22-2011
William Thomas EatonLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2015
William Montgomery Traer IIILPL Financial LLCSecurities America, Inc.$5012-06-2010
William Michael MontgomeryLPL Financial LLCFinancial Telesis Inc$10006-14-2013
William Lester RoscherLPL Financial LLCAvantax Investment Services, Inc.06-23-2014
William Joseph WalshLPL Financial LLCSII Investments, Inc.$5001-04-2016
William James MacriLPL Financial LLCHolland Advisory Services, Inc.09-12-2019
William Jackson ArnoldLPL Financial LLCEdward Jones$1008-16-2010
William J. WarnerLPL Financial LLCRaymond James Financial Services, Inc.11-01-2016
William HeathLPL Financial LLCEdward Jones08-15-2019
William Guillermo DegaudenziLPL Financial LLCMML Investors Services, LLC$15007-02-2018
William Ernest Rich IIILPL Financial LLCFSC Securities Corporation$2504-30-2019
William C. HammLPL Financial LLCSanford C. Bernstein & Co., LLC03-07-2012
Wendell David MarshallLPL Financial LLCCadaret, Grant & Co., Inc.10-05-2018
Wanda Lynn GoodLPL Financial LLCNew England Securities06-04-2013
Walter Scott SullivanLPL Financial LLCInfinex Investments, Inc.$2509-30-2009
Walter J HielLPL Financial LLCEdward Jones$2504-27-2009
Walter IckertLPL Financial LLCOak Brook Advisors Ltd$5011-12-2009
Wade Bensieck BramlittLPL Financial LLCEdward Jones06-17-2019
Victor Joseph Droubie Jr.LPL Financial LLCWells Fargo Clearing Services, LLC06-19-2019
Vickie Lynn LacroixLPL Financial LLCEdward Jones03-07-2011
Valerie Jean HeinemanLPL Financial LLCFidelity Brokerage Services LLC$2503-18-2013
Urban Cyril FlemingLPL Financial LLCCetera Investment Services LLC09-25-2017
Tyler Wade StephenLPL Financial LLCFifth Third Securities, Inc.09-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.