Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank B. MartinLPL Financial LLCRaymond James & Associates, Inc.$5001-29-2016
Andres AlvarezLPL Financial LLCWells Fargo Clearing Services, LLC01-26-2016
Michael MollicaLPL Financial LLCCetera$7501-07-2016
Michael Emmanuel Mollica Jr.LPL Financial LLCCetera Financial Specialists LLC01-07-2016
Ellis De JesusLPL Financial LLCUSAA Financial Advisors$8012-14-2015
Ellis James De JesusLPL Financial LLCUSAA Financial Advisors, Inc.12-14-2015
Gary SaginorLPL Financial LLCInvestments by Planners, Inc.$7711-24-2015
Robert Georgiou, Joseph KouryLPL Financial LLCSecurian Financial Services$5010-26-2015
Jeffrey AcklerLPL Financial LLCCharles Schwab$30010-08-2015
Henry K. MooreLPL Financial LLCSummit Brokerage Services, Inc.10-07-2015
Peter WeilLPL Financial LLCRBC Wealth Management$13009-11-2015
Peter Andrew WeilLPL Financial LLCRBC Capital Markets, LLC$2509-11-2015
Thomas Steven WegnerLPL Financial LLCCape Securities Inc.08-13-2015
Jeffrey Paul CallahanLPL Financial LLCAllstate Financial Services, LLC08-06-2015
Timothy ForsmanLPL Financial LLCJHS Capital Advisors$15008-05-2015
Timothy Smith ForsmanLPL Financial LLCJHS Capital Advisors, LLC08-05-2015
Donald HeitzLPL Financial LLCFirst Command Financial$9008-04-2015
Joel PalatnikLPL Financial LLCRaymond James$16508-03-2015
Ernest CarreraLPL Financial LLCJHS Capital Advisors$12007-09-2015
Ryan RechLPL Financial LLCWells Fargo Advisors$10007-09-2015
Christopher CliffordLPL Financial LLCWells Fargo Advisors$10007-07-2015
Sina Mary NowakLPL Financial LLCKovack Securities Inc.06-24-2015
Martina Lynn DepueLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-09-2015
Dale WolfLPL Financial LLCSun Trust Securities$10406-08-2015
Bruce GraevLPL Financial LLCPark Avenue Securities LLC$5005-21-2015
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Showing 226 to 250 of 380 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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