Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Morris Hoffman Jr.LPL Financial LLCWestport Resources Investment Services, Inc.04-01-2014
Gregory M. StahlLPL Financial LLCSunTrust Investment Services, Inc.03-21-2014
Cynthia Louise GrahamLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Stephen Wallace KowitskiLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Richard Douglas ChiarenzaLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Eric Scott GregsonLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
John S Curls IIILPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Edwin Lemuel CunninghamLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
James Ray Sands Jr.LPL Financial LLCMetLife Securities Inc.$5001-21-2014
Kris Vincent StockhammerLPL Financial LLCPNC Investments01-13-2014
James William IsnerLPL Financial LLCProEquities, Inc.11-12-2013
Robert Russell WallsLPL Financial LLCPNC Investments10-30-2013
Julie Lynn RiceLPL Financial LLCAmerica's Choice Equities LLC08-29-2013
Jolie Santiago NassarLPL Financial LLCMetLife Securities Inc.08-01-2013
Donald Bruffee FurlongLPL Financial LLCNew England Securities$10006-04-2013
Richard Roger BalkcomLPL Financial LLCNew England Securities$2506-04-2013
Trudy Lynn BentonLPL Financial LLCSunTrust Investment Services, Inc.$5005-07-2013
Daniel Martin CiezLPL Financial LLCWaddell & Reed$2505-06-2013
Kristy Jan MeelerLPL Financial LLCMML Investors Services, LLC$2504-26-2013
Laura Kay BrownLPL Financial LLCMML Investors Services, LLC04-26-2013
Michael Paul WicksLPL Financial LLCFifth Third Securities, Inc.$1003-25-2013
Valerie Jean HeinemanLPL Financial LLCFidelity Brokerage Services LLC$2503-18-2013
Hope Ann HochLPL Financial LLCPNC Investments$5003-15-2013
Gustavo Adolfo Caballero Jr.LPL Financial LLCWells Fargo Clearing Services, LLC03-13-2013
Kenneth G. InghamLPL Financial LLCSentinel Securities, Inc.$1,50003-01-2013
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Showing 276 to 300 of 380 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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