Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristy Jan MeelerLPL Financial LLCMML Investors Services, LLC$2504-26-2013
Michael Paul WicksLPL Financial LLCFifth Third Securities, Inc.03-25-2013
Valerie Jean HeinemanLPL Financial LLCFidelity Brokerage Services LLC$5003-18-2013
Hope Ann HochLPL Financial LLCPNC Investments03-15-2013
Gustavo Adolfo Caballero JrLPL Financial LLCWells Fargo Clearing Services, LLC03-13-2013
Kenneth G InghamLPL Financial LLCSentinel Securities, Inc.$1,50003-01-2013
Donald Michael BatemanLPL Financial LLCDawson James Asset Management, Inc.02-21-2013
Frances Maxine MendelsohnLPL Financial LLCMetLife Securities Inc.02-11-2013
Richard James DibiasioLPL Financial LLCRaymond James Financial Services, Inc.$5001-10-2013
Hubert A RossLPL Financial LLCFirst Command Brokerage Services, Inc.12-17-2012
Jim CaseyLPL Financial LLCNew Century Financial Group, LLC$15012-03-2012
Michael M MostLPL Financial LLCAmeriprise Financial Services, LLC11-16-2012
Craig James BonneyLPL Financial LLCBB&T Investment Services, Inc.$5011-06-2012
Andrew David CampbellLPL Financial LLCMorgan Stanley11-02-2012
Christopher Dee SmithLPL Financial LLCFifth Third Securities, Inc.$2510-23-2012
Lynn Spinella PagansLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5010-05-2012
James Watson DegenhardtLPL Financial LLCWells Fargo Clearing Services, LLC$5008-03-2012
Judith Ann AndersonLPL Financial LLCNational Planning Corporation07-31-2012
Tony Roscoe PruittLPL Financial LLCWells Fargo Clearing Services, LLC$5007-19-2012
George Leonidas CamberisLPL Financial LLCFarmers Financial Solutions, LLC$5007-02-2012
Bradley Earl BaumgartnerLPL Financial LLCVALIC Financial Advisors, Inc.$1,00005-31-2012
Gardner SherrillLPL Financial LLCWells Fargo Clearing Services, LLC$2505-31-2012
Edward John Livrieri JrLPL Financial LLCGrodsky Associates, Inc.$5005-23-2012
Wealth Advisors of Tampa BayLPL Financial LLCFlorida Investment Advisors$10004-18-2012
Robert Fenn Giles JrLPL Financial LLCFlorida Investment Advisors04-09-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.