Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Henry Jennings IVLPL Financial LLCPrime Capital Services, Inc.03-15-2012
John Joseph SpaethLPL Financial LLCMorgan Stanley$1,00012-16-2011
Martin Ralph LambertLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
Omar Fernando CujarLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-22-2011
Kristy H NicolLPL Financial LLCCetera Investment Services LLC$4609-16-2011
Larry Eugene Weicht IILPL Financial LLCWells Fargo Clearing Services, LLC08-29-2011
Jose Juan TorresLPL Financial LLCWells Fargo Clearing Services, LLC08-23-2011
Raymond Allen ThomasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3508-23-2011
Kimberly Joan DeprosperoLPL Financial LLCSecurities America, Inc.08-09-2011
Henry Hank W CleareLPL Financial LLCSecurities America, Inc.08-09-2011
Barbara Jean HorvathLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2011
Joel Wayne JosephsLPL Financial LLCKestra Investment Services, LLC03-31-2011
Thomas Newell CashLPL Financial LLCUBS Financial Services Inc.03-31-2011
Patrick Stevenson GainesLPL Financial LLCKestra Investment Services, LLC03-31-2011
Noelle Hitchcock DanielLPL Financial LLCMorgan Stanley$15003-25-2011
Keith Allan Svendby JrLPL Financial LLCRaymond James Financial Services, Inc.$2503-23-2011
Thomas Michael BarnhornLPL Financial LLCEdward Jones$2502-28-2011
Samuel IzaguirreLPL Financial LLCChase Investment Services Corp.02-01-2011
Lenzo Ricardo CantyLPL Financial LLCMetLife Securities Inc.12-13-2010
Linda Ann ReadLPL Financial LLCMetLife Securities Inc.12-06-2010
William Montgomery Traer IIILPL Financial LLCSecurities America, Inc.12-06-2010
Eric John BeerenssonLPL Financial LLCEdward Jones10-20-2010
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, LLC09-03-2010
Michael Jason MaynesLPL Financial LLCAmeriprise Financial Services, LLC08-31-2010
Christopher Shannon HudgensLPL Financial LLCRaymond James Financial Services, Inc.08-20-2010
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Showing 351 to 375 of 400 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.