Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Kyle NewellLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC$1006-01-2018
Charles W. TurnerLPL Financial LLCWells Fargo Clearing Services, LLC$2904-27-2018
Leo Frederick Sage IVLPL Financial LLCWells Fargo Clearing Services, LLC04-27-2018
David C. GornitzkyLPL Financial LLCWells Fargo Clearing Services, LLC04-27-2018
Stanley FanfanLPL Financial LLCMorgan Stanley04-27-2018
Bryan Garison PhillipsLPL Financial LLCSecurian Financial Services, Inc.04-02-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC03-23-2018
Mark Edward RosierLPL Financial LLCCetera Investment Services LLC03-06-2018
Randall Howard ReedLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Thomas Michael FrossLPL Financial LLCSII Investments, Inc.$15002-14-2018
Steven Martin BarnettLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Kevin Corey MasonLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Ralph Gary EvansLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Aaron Paul LeopoldLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Andrew Glenn KolowichLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Katherine Louise HartLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Cory Reed WaltonLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Thomas Robert KoskyLPL Financial LLCINVEST Financial Corporation$3502-14-2018
Dennis Dean SeibertLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Mark Allen SchwabLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Donald Richard DeslauriersLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Phillip Eugene EllisLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Aaron Jay WeinstockLPL Financial LLCINVEST Financial Corporation$2502-14-2018
John Marco DininoLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Harris Leonard KerkerLPL Financial LLCINVEST Financial Corporation$2302-14-2018
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Showing 51 to 75 of 379 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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