Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher R. MalphursLPL Financial LLCINVEST Financial Corporation02-14-2018
Patrick James FrossLPL Financial LLCSII Investments, Inc.02-14-2018
Judy Karen GulleyLPL Financial LLCINVEST Financial Corporation02-14-2018
John Gary EvansLPL Financial LLCINVEST Financial Corporation02-14-2018
Brian W. UrbanLPL Financial LLCINVEST Financial Corporation02-14-2018
Peter William Longo Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
Daniel EtheridgeLPL Financial LLCINVEST Financial Corporation02-14-2018
Alec Spencer LowellLPL Financial LLCINVEST Financial Corporation02-14-2018
Steve DavisLPL Financial LLCINVEST Financial Corporation02-14-2018
Jonathan Dalton AllenLPL Financial LLCINVEST Financial Corporation02-14-2018
Lisa Renee KulhaviLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5301-12-2018
Helena P GodfreyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Laura Elizabeth KlekarLPL Financial LLCPark Avenue Securities LLC01-03-2018
Brian InmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5812-08-2017
Lee Alan RosenblumLPL Financial LLCSII Investments, Inc.$5012-08-2017
Sheri Ann NordmanLPL Financial LLCNational Planning Corporation$20011-29-2017
Brian Joseph HentzLPL Financial LLCNational Planning Corporation$10011-29-2017
David Sol GilfandLPL Financial LLCNational Planning Corporation$5011-29-2017
Jack Curtis FisherLPL Financial LLCNational Planning Corporation$5011-29-2017
John Michael HolianLPL Financial LLCNational Planning Corporation$4411-29-2017
Leonard ViscitoLPL Financial LLCNational Planning Corporation$3811-29-2017
John Michael Harney Sr.LPL Financial LLCNational Planning Corporation$2511-29-2017
George Eusebio MendezLPL Financial LLCNational Planning Corporation$2511-29-2017
Michael Wayne LehmanLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Jeffrey Scott HoadleyLPL Financial LLCNational Planning Corporation$1011-29-2017
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Showing 101 to 125 of 379 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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