Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis Frank DabrosLPL Financial LLCCUSO Financial Services, L.P.$10011-30-2018
David Lee KoppLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5011-08-2018
Brad MolineuxLPL Financial LLCPNC Investments$15011-07-2018
Claire Delaney HartLPL Financial LLCCUNA Brokerage Services, Inc.11-06-2018
Jennifer Rachel PasterczykLPL Financial LLCFidelity Personal and Workplace Advisors$2510-30-2018
Charles Fletcher OkelleyLPL Financial LLCSummit Brokerage Services, Inc.$2510-22-2018
Graeme Edward JacksonLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Richard Steven BernsteinLPL Financial LLCRaymond James & Associates, Inc.10-18-2018
Wendell David MarshallLPL Financial LLCCadaret, Grant & Co., Inc.10-05-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Tyler Wade StephenLPL Financial LLCFifth Third Securities, Inc.09-07-2018
John Robert ScottLPL Financial LLCFirst Allied Securities, Inc.08-23-2018
Gina G FranciscoLPL Financial LLCCetera Investment Services LLC$2508-21-2018
David Xavier HowellLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15008-01-2018
Carolyn Marie FilaskyLPL Financial LLCUBS Financial Services Inc.$2508-01-2018
Alan BraticLPL Financial LLCCetera Advisors LLC$10008-01-2018
Justin Christopher DolanLPL Financial LLCCetera Advisors LLC08-01-2018
Michael Anthony LaporteLPL Financial LLCCetera Advisor Networks LLC$5007-24-2018
Jeffrey Guy LabelleLPL Financial LLCFirst Allied Securities, Inc.$5007-23-2018
John Anthony MeloLPL Financial LLCWells Fargo Clearing Services, LLC07-23-2018
Prithviraj DhandapaniLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
William Guillermo DegaudenziLPL Financial LLCMML Investors Services, LLC$15007-02-2018
Laurence Jay EpsteinLPL Financial LLCCetera Advisor Networks LLC06-13-2018
David William ChadwickLPL Financial LLCHancock Whitney Investment Services Inc.06-07-2018
Sandra StonerLPL Financial LLCWells Fargo Clearing Services, LLC06-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.