Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen D AustinLPL Financial LLCPark Avenue Securities LLC08-24-2017
Howard Sayles BaughmanLPL Financial LLCINVEST Financial Corporation$1008-21-2017
Randall Gray DanielLPL Financial LLCCambridge Investment Research, Inc.08-08-2017
Ryan Lee BuckleLPL Financial LLCCetera Advisor Networks LLC07-31-2017
Evan Kyle CarterLPL Financial LLCFidelity Brokerage Services LLC07-26-2017
Caroline MohanLPL Financial LLCINVEST Financial Corporation07-21-2017
Eduardo Calixto RizoLPL Financial LLCRaymond James Financial Services, Inc.07-11-2017
Dov Y. LitovLPL Financial LLCAmeriprise Financial Services, Inc.$2106-30-2017
John Francis HughesLPL Financial LLCPrincipal Securities, Inc.$2506-27-2017
Thomas Richard Sawyer IILPL Financial LLCLincoln Financial Advisors Corporation06-27-2017
Andres Gaston ManraraLPL Financial LLCOcean Financial Services, LLC$5006-23-2017
Jeffrey Scott ThompsonLPL Financial LLCWells Fargo Clearing Services, LLC05-25-2017
Mark J. CangianoLPL Financial LLCLincoln Financial Securities Corporation05-22-2017
David VigilLPL Financial LLCSuntrust Investment Services$8405-03-2017
Anthony Roger StrachanLPL Financial LLCNavy Federal Asset Management, LLC$5005-02-2017
Pastor Fuster Jr.LPL Financial LLCWells Fargo Clearing Services, LLC03-31-2017
David Glenn PittinosLPL Financial LLC1st Global Capital Corp.03-28-2017
Stefanie Lauren StarlingLPL Financial LLCFidelity Brokerage Services LLC03-24-2017
Thomas Collins, David PittinosLPL Financial LLC1st Global Capital$8203-17-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Thomas Parker PrattLPL Financial LLCSecurian Financial Services, Inc.03-17-2017
Howard BrownLPL Financial LLCCUNA Brokerage Services, Inc.$2502-21-2017
Jonathan ConveryLPL Financial LLCVoya Financial Advisors, Inc.02-03-2017
Stephen A. DillemuthLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2016
Garth LurveyLPL Financial LLCSuntrust Investment Services$5012-15-2016
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Showing 151 to 175 of 380 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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