Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garth James LurveyLPL Financial LLCSunTrust Advisory Services, Inc.$10012-15-2016
Christopher Michael SquiresLPL Financial LLCAXA Advisors, LLC12-14-2016
Kenneth Nicholas BuccelliLPL Financial LLCAXA Advisors, LLC$15012-14-2016
Steven W. LandwersiekLPL Financial LLCAmeriprise Financial Services, LLC$5012-12-2016
Charles Martin HelmLPL Financial LLCVoya Financial Advisors, Inc.$1012-09-2016
Derek Anthony RoyLPL Financial LLCPacific Select Distributors, LLC11-23-2016
Diane Harris WhittLPL Financial LLCVoya Financial Advisors, Inc.11-18-2016
David Lee FowlerLPL Financial LLCVoya Financial Advisors, Inc.11-18-2016
Edward Emilio HerreraLPL Financial LLCVoya Financial Advisors, Inc.11-18-2016
Simon John SumnerLPL Financial LLCLCG PCG11-17-2016
John Allen Davis IIILPL Financial LLCCetera Advisors LLC11-11-2016
Darla Jean GreerLPL Financial LLCCetera Advisors LLC11-07-2016
John Morris HudsonLPL Financial LLCMAI Capital Management, LLC$5011-04-2016
Brandan Steven TeagueLPL Financial LLCPrincipal Securities, Inc.11-03-2016
William J. WarnerLPL Financial LLCRaymond James Financial Services, Inc.11-01-2016
Todd Jarred SmilerLPL Financial LLCWells Fargo Clearing Services, LLC10-31-2016
Anthony Robert PasquaLPL Financial LLCLincoln Financial Advisors Corporation10-28-2016
Michele Joi DelsordoLPL Financial LLCPrincipal Securities, Inc.10-24-2016
Eric SikesLPL Financial LLCMetLife Securities Inc.10-20-2016
Allyson Marie MillerLPL Financial LLCPrincipal Securities, Inc.10-20-2016
Eric Damien EatonLPL Financial LLCPrincipal Securities, Inc.10-19-2016
Linda M. ChristinaLPL Financial LLCJ. W. Cole Advisors, Inc.10-19-2016
Daniel James MorehouseLPL Financial LLCLaidlaw & Company (UK) Ltd.10-19-2016
Leon Paul RehakLPL Financial LLCRaymond James & Associates, Inc.$5010-13-2016
Albert Robert Brown Jr.LPL Financial LLCRaymond James Financial Services, Inc.10-13-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.