Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenton ThaiLPL Financial LLCSecurian Financial Services, Inc.07-22-2016
Gary Edward HendersonLPL Financial LLCCUSO Financial Services, L.P.$15007-14-2016
Michael Ronald GarrisonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-05-2016
Charles Frederick MarquesLPL Financial LLCINVEST Financial Corporation07-01-2016
Constance L. GreenLPL Financial LLCMetLife Securities Inc.07-01-2016
Jeffrey Carl RubinLPL Financial LLCWells Fargo Clearing Services, LLC$5006-30-2016
Mary Lynnette JonesLPL Financial LLCCetera Advisor Networks LLC$2506-24-2016
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
John Davis PlaugherLPL Financial LLCTransamerica Financial Advisors, Inc05-25-2016
Brian MillerLPL Financial LLCCetera$6505-23-2016
Brian Scott MillerLPL Financial LLCSunTrust Investment Services, Inc.$1005-23-2016
Mayer Matthew FlaksLPL Financial LLCBishop, Rosen & Co., Inc.05-23-2016
Margaret Elizabeth BarnettLPL Financial LLCTransamerica Financial Advisors, Inc04-27-2016
David Whittle UpchurchLPL Financial LLCTransamerica Financial Advisors, Inc04-27-2016
Tyler Brooks CornLPL Financial LLCTransamerica Financial Advisors, Inc04-27-2016
Oliviana Laura CatroneLPL Financial LLCSunTrust Investment Services, Inc.04-26-2016
Lauren N. SchultzLPL Financial LLCMarian Financial Services Inc.04-22-2016
Rely HechterLPL Financial LLCBB&T Investment Services, Inc.04-15-2016
Marco R. BohorquezLPL Financial LLCBB&T Investment Services, Inc.04-15-2016
Jason M. ForstotLPL Financial LLCWells Fargo Clearing Services, LLC$6803-31-2016
Richard Mark TyrolerLPL Financial LLCWells Fargo Clearing Services, LLC03-31-2016
Andrew Ross DraluckLPL Financial LLCCetera Investment Services LLC$5002-17-2016
Taylor Rae MavrakosLPL Financial LLCLord Abbett Distributor LLC02-01-2016
Frank MartinLPL Financial LLCRaymond James$7001-29-2016
Frank B. MartinLPL Financial LLCRaymond James & Associates, Inc.$5001-29-2016
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Showing 201 to 225 of 379 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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