Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stewart FletcherLPL Financial LLCAmeriprise Financial Services, LLC09-17-2019
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, LLC08-29-2019
Maryann Elizabeth FinneranLPL Financial LLCAmeriprise Financial Services, LLC$2407-09-2019
Michael Lee BenseyLPL Financial LLCAmeriprise Financial Services, LLC$2505-24-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, LLC02-05-2019
Brian William KrausLPL Financial LLCAmeriprise Financial Services, LLC06-05-2018
Kelly Ann ConnellyLPL Financial LLCAmeriprise Financial Services, LLC06-04-2018
Dov Y. LitovLPL Financial LLCAmeriprise Financial Services, LLC$2106-30-2017
Stephen A. DillemuthLPL Financial LLCAmeriprise Financial Services, LLC12-19-2016
Steven W. LandwersiekLPL Financial LLCAmeriprise Financial Services, LLC$5012-12-2016
Eric Alan KlausLPL Financial LLCAmeriprise Financial Services, LLC$6010-04-2016
Maziar MonshiLPL Financial LLCAmeriprise Financial Services, LLC$5005-12-2016
Steven Joseph HaugLPL Financial LLCAmeriprise Financial Services, LLC11-26-2014
David Edward HershmanLPL Financial LLCAmeriprise Financial Services, LLC$5011-10-2014
Jeffrey Paul KnowlesLPL Financial LLCAmeriprise Financial Services, LLC$5012-09-2013
George SymeLPL Financial LLCAmeriprise Financial Services, LLC06-13-2013
Richard Warren FleccaLPL Financial LLCAmeriprise Financial Services, LLC06-29-2012
Travis T SickleLPL Financial LLCAmeriprise Financial Services, LLC01-07-2011
John Alan HunterLPL Financial LLCAmeriprise Financial Services, LLC01-07-2011
Michael MoffaLPL Financial LLCAmeriprise Financial Services, LLC12-10-2010
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, LLC$1009-03-2010
Michael Jason MaynesLPL Financial LLCAmeriprise Financial Services, LLC08-31-2010
Sonja KoppenwallnerLPL Financial LLCAmeriprise Financial Services, LLC05-28-2010
Ian Swords MayvilleLPL Financial LLCAmeriprise Financial Services, LLC11-13-2009
Jonathan Wesley UlinLPL Financial LLCAmeriprise Financial Services, LLC$2511-05-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.