Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler CoeLPL Financial LLCLPL Financial LLC09-18-2019
Felipe Juan Antonio ColonLPL Financial LLCLPL Financial LLC$1,00006-27-2019
Michelle Denise HairLPL Financial LLCLPL Financial LLC05-01-2019
Melissa RoqueLPL Financial LLCLPL Financial LLC11-30-2015
Michelle Snow PawlingLPL Financial LLCLPL Financial LLC06-04-2014
James Robert CaldwellLPL Financial LLCLPL Financial LLC09-18-2013
Christopher David KnightLPL Financial LLCLPL Financial LLC01-17-2013
Thomas Steven WegnerLPL Financial LLCLPL Financial LLC08-20-2012
Suzanne Joy SharitLPL Financial LLCLPL Financial LLC07-02-2010

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.