Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Glen DewittLPL Financial LLCVALIC Financial Advisors, Inc.01-24-2019
Tryssa Pedrosa PacciulliLPL Financial LLCVALIC Financial Advisors, Inc.10-02-2017
Homer Dudley Wade Jr.LPL Financial LLCVALIC Financial Advisors, Inc.02-07-2014
Amy Rebecca Owen CadwellLPL Financial LLCVALIC Financial Advisors, Inc.02-05-2013
Michael Corey CarlsonLPL Financial LLCVALIC Financial Advisors, Inc.07-20-2012
Jerry Raquel Bulaclac Jr.LPL Financial LLCVALIC Financial Advisors, Inc.06-29-2012
Kari Sue NellerLPL Financial LLCVALIC Financial Advisors, Inc.06-28-2012
Terence James O'GradyLPL Financial LLCVALIC Financial Advisors, Inc.06-26-2012
Bradley Earl BaumgartnerLPL Financial LLCVALIC Financial Advisors, Inc.05-31-2012

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.