Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin James SerciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Lantz Allan MartinLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-11-2019
Maryann Elizabeth FinneranLPL Financial LLCAmeriprise Financial Services, Inc.$24007-09-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25007-08-2019
Felipe Juan Antonio ColonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-27-2019
Victor Joseph Droubie Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-19-2019
Wade Bensieck BramlittLPL Financial LLCEdward Jones$10006-17-2019
Edward Joseph BehmLPL Financial LLCFSC Securities Corporation06-04-2019
Keith Thomas ForrestLPL Financial LLCSummit Brokerage Services, Inc.$50006-03-2019
Michael Lee BenseyLPL Financial LLCAmeriprise Financial Services, Inc.$25005-24-2019
John A ColonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$27005-24-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
Paul Anthony BavaroLPL Financial LLCMML Investors Services, LLC05-03-2019
Anthony Humberto MoasLPL Financial LLCFidelity Personal and Workplace Advisors05-03-2019
Austin Robert MurphyLPL Financial LLCSunTrust Investment Services, Inc.05-01-2019
Cory Asher BoffLPL Financial LLCFSC Securities Corporation$10004-30-2019
Laurence Anthony IannarelliLPL Financial LLCFSC Securities Corporation$12004-30-2019
Harold William WoodwardLPL Financial LLCFSC Securities Corporation$15004-30-2019
William Ernest Rich IIILPL Financial LLCFSC Securities Corporation$25004-30-2019
David QuinteroLPL Financial LLCFSC Securities Corporation04-30-2019
Charles Gyude Bryant IIILPL Financial LLCFSC Securities Corporation04-30-2019
Michele Sharpe SchneiderLPL Financial LLCWoodbury Financial Services, Inc.$50004-01-2019
Michael Eugene PierceLPL Financial LLCKestra Investment Services, LLC$50004-01-2019
Louis Scott MitchellLPL Financial LLCGWN Securities Inc.04-01-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-11-2019
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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