Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chase HallLPL Financial LLCNBC Securities, Inc.09-16-2020
Nathan F KohlhoffLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-12-2020
Mark James BloomLPL Financial LLCEdward Jones06-10-2020
Brett Alexander BringuelLPL Financial LLCWells Fargo Clearing Services, LLC$5005-19-2020
Lawrence George CatalloLPL Financial LLCCetera Advisor Networks LLC$5005-18-2020
Chris Brian FletcherLPL Financial LLCSecurities America, Inc.$2504-16-2020
Staci Bagwell BennettLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Dustin Jay FordLPL Financial LLCWells Fargo Clearing Services, LLC03-13-2020
Winfred Gideon Boyce JrLPL Financial LLCW&S Brokerage Services, Inc.02-27-2020
Lee StennesLPL Financial LLCWells Fargo Clearing Services, LLC02-06-2020
Darin Stadler RuttenbergLPL Financial LLCCUNA Brokerage Services, Inc.01-06-2020
James Ryan BoydLPL Financial LLCMML Investors Services, LLC12-18-2019
Patrick Lee HaymanLPL Financial LLCBB&T Securities, LLC12-16-2019
Susanne Ruth PesterfieldLPL Financial LLCSunTrust Advisory Services, Inc.11-21-2019
Kimberly Marie EberlyLPL Financial LLCRaymond James & Associates, Inc.11-19-2019
Steven Clarence Flowers JrLPL Financial LLCPrincipal Securities, Inc.10-31-2019
David Paul KanneLPL Financial LLCCetera Investment Services LLC$5010-21-2019
Vionette Iliana GonzalezLPL Financial LLCWells Fargo Clearing Services, LLC10-11-2019
Brian DyndurLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-09-2019
Jo Ann PateLPL Financial LLCWells Fargo Clearing Services, LLC$5007-08-2019
William Joseph RuckerLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-17-2019
Susan Ann LombardoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10006-17-2019
Todd Nathan HowardLPL Financial LLCCambridge Investment Research, Inc.$1706-07-2019
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
Caleb A TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.