Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Mark KoppelmannLPL Financial LLCCitigroup Global Markets Inc.$2501-12-2009
Mary Frances BarichLPL Financial LLCMorgan Keegan & Company, Inc.04-13-2009
Franklin E. DeemsLPL Financial LLCUBS Financial Services Inc.$2504-15-2009
Roger Dale RobinsonLPL Financial LLCH&R Block Financial Advisors, Inc.04-15-2009
Anton Joslyn Bueschen Jr.LPL Financial LLCMutual Service Corporation09-08-2009
Thomas Michael PowersLPL Financial LLCMorgan Keegan & Company, Inc.09-14-2009
Matthew Thomas FillaLPL Financial LLCH&R Block Financial Advisors, Inc.09-30-2009
Thomas Duncan KilpatrickLPL Financial LLCWells Fargo Clearing Services, LLC12-17-2009
Jerome Thomas HansenLPL Financial LLCRaymond James Financial Services Advisors, Inc$5002-25-2010
Richard George GankofskieLPL Financial LLCEdward Jones05-11-2010
William Wayne BissellLPL Financial LLCUvest Financial Services Group, Inc.07-06-2010
James Baker Russell IIILPL Financial LLCSecurities America, Inc.12-06-2010
Rick Lee KentLPL Financial LLCSecurities America, Inc.12-06-2010
Amelia B. WoodLPL Financial LLCSecurities America, Inc.12-06-2010
Kevin Scott BrodrickLPL Financial LLCUvest Financial Services Group, Inc.07-05-2011
Seth KovenskyLPL Financial LLCSecurities America, Inc.07-11-2011
James Kevin GarrettLPL Financial LLCSecurities America, Inc.07-28-2011
Carolyn Thigpen HodgeLPL Financial LLCUvest Financial Services Group, Inc.$15008-09-2011
David Hamilton GaynesLPL Financial LLCSecurities America, Inc.$5008-09-2011
Lorie Albert MooreLPL Financial LLCSecurities America, Inc.$5008-09-2011
Connie Sue Weems-ScottLPL Financial LLCSecurities America, Inc.$2508-09-2011
Mark Joseph StevensLPL Financial LLCSecurities America, Inc.$1008-09-2011
Michael Patrick CannonLPL Financial LLCSecurities America, Inc.08-09-2011
Karen Judith LeeLPL Financial LLCSecurities America, Inc.08-09-2011
Paul Reviere Peeler Jr.LPL Financial LLCSecurities America, Inc.08-09-2011
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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