Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akbar Kassamali KassamLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Alice Foster DavisLPL Financial LLCOneAmerica Securities, Inc.04-25-2014
Alicia Marie WashingtonLPL Financial LLCLincoln Investment04-02-2012
Allison Carrie McCurryLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Amelia B. WoodLPL Financial LLCSecurities America, Inc.12-06-2010
Amy Beavers GrammerLPL Financial LLCWells Fargo Clearing Services, LLC$5008-29-2013
Amy Hughes ParrishLPL Financial LLCSilver Oak Securities, Incorporated$15006-04-2015
Andrew J. ToeringLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrew Mark LaroccoLPL Financial LLCINVEST Financial Corporation02-14-2018
Angel GalanLPL Financial LLCINVEST Financial Corporation02-14-2018
Anton Joslyn Bueschen Jr.LPL Financial LLCMutual Service Corporation09-08-2009
Benjamin Leroy ClarkLPL Financial LLCEdward Jones11-20-2013
Bradley TowsonLPL Financial LLCMorgan Stanley$8004-14-2016
Brian Francis QuinnLPL Financial LLCPacific Select Distributors, LLC$5005-02-2017
Brian Patrick BjerkeLPL Financial LLCNew England Securities02-25-2013
Bryant Charles NorthLPL Financial LLCCadaret, Grant & Co., Inc.11-30-2018
Caleb A. TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Carolyn Thigpen HodgeLPL Financial LLCUvest Financial Services Group, Inc.$15008-09-2011
Cathleen Nash StevensLPL Financial LLCSecurities America, Inc.08-09-2011
Chad Spencer WilliamsLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Charles Steven RobertsLPL Financial LLCINVEST Financial Corporation02-14-2018
Charles Timothy OwensLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL Financial LLCWells Fargo Advisors$35107-20-2017
Christopher Bryan BlackLPL Financial LLCWells Fargo Clearing Services, LLC10-24-2017
Clint Michael FarabaughLPL Financial LLCINVEST Financial Corporation02-14-2018
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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