Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alice Foster DavisLPL Financial LLCOneAmerica Securities, Inc.04-25-2014
Amelia B WoodLPL Financial LLCSecurities America, Inc.$50012-06-2010
Amy Beavers GrammerLPL Financial LLCWells Fargo Clearing Services, LLC$1,00008-29-2013
Amy Hughes ParrishLPL Financial LLCSilver Oak Securities, Incorporated$15006-04-2015
Austin Thomas ClarkLPL Financial LLCBB&T Securities, LLC10-26-2018
Benjamin Leroy ClarkLPL Financial LLCEdward Jones$5011-20-2013
Bradley TowsonLPL Financial LLCMorgan Stanley$8004-14-2016
Brandon Milton HastingsLPL Financial LLCH&R Block Financial Advisors, Inc.04-17-2009
Brett Alexander BringuelLPL Financial LLCWells Fargo Clearing Services, LLC$5005-19-2020
Brett Lewis MooreLPL Financial LLCEquitable Advisors, LLC07-16-2018
Brian DyndurLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-09-2019
Brian Eric MartinLPL Financial LLCWells Fargo Clearing Services, LLC$10004-27-2018
Brian Francis QuinnLPL Financial LLCPacific Select Distributors, LLC$5005-02-2017
Brian Patrick BjerkeLPL Financial LLCNew England Securities02-25-2013
Bryan Scott HuttoLPL Financial LLCAmeriprise Financial Services, LLC$2509-06-2018
Bryant Charles NorthLPL Financial LLCCadaret, Grant & Co., Inc.11-30-2018
Caleb A TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Cathleen Nash StevensLPL Financial LLCSecurities America, Inc.$27308-09-2011
Charlie Strong Shane Gaddy Kelly Lee Kyle BochatLPL Financial LLCWells Fargo Clearing Services, LLC$35107-20-2017
Chase HallLPL Financial LLCNBC Securities, Inc.09-16-2020
Cheryl Gray SherrillLPL Financial LLCWells Fargo Clearing Services, LLC$2512-14-2012
Chris Brian FletcherLPL Financial LLCSecurities America, Inc.$2504-16-2020
Christopher Lee JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2015
Connie Sue Weems-ScottLPL Financial LLCSecurities America, Inc.$2208-09-2011
Craig Francis GregozeskiLPL Financial LLCIFG Advisory, LLC03-07-2014
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.