Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jo Ann PateLPL Financial LLCWells Fargo Clearing Services, LLC$5007-08-2019
Eric Grant SchultzLPL Financial LLCAvantax Investment Services, Inc.06-18-2019
William Joseph RuckerLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-17-2019
Susan Ann LombardoLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-17-2019
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
Caleb A. TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Michael James StruckmanLPL Financial LLCMorgan Stanley$10005-07-2019
James Jackson Hill IIILPL Financial LLCWoodbury Financial Services, Inc.04-08-2019
Elizabeth Barringer Green-BurnsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
James William SpoonerLPL Financial LLCAmeriprise Financial Services, LLC$2512-17-2018
William Rothwell WilcoxLPL Financial LLCCetera Investment Services LLC$2512-17-2018
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
Bryant Charles NorthLPL Financial LLCCadaret, Grant & Co., Inc.11-30-2018
Torben Jensen Seear IIILPL Financial LLCRaymond James Financial Services, Inc.11-29-2018
Wesley R. HeinrichsLPL Financial LLCForesters Financial Services, Inc.11-16-2018
Austin T. ClarkLPL Financial LLCBB&T Securities, LLC10-26-2018
Louis Robert DevicarisLPL Financial LLCWells Fargo Clearing Services, LLC10-05-2018
Michael Aldrich HarperLPL Financial LLCLPL Financial LLC09-07-2018
Bryan Scott HuttoLPL Financial LLCAmeriprise Financial Services, LLC$2509-06-2018
Glenn Holland WareLPL Financial LLCL.M. Kohn & Company$2508-31-2018
Lewis Dewitt WebbLPL Financial LLCKovack Securities Inc.$6808-31-2018
Stephen Lamar StanfieldLPL Financial LLCKovack Securities Inc.08-31-2018
Kari Celia KnudsenLPL Financial LLCFSC Securities Corporation$26108-10-2018
Kathy Burnett BartonLPL Financial LLCInvestment Professionals, Inc.07-31-2018

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.