Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
THOMAS KAST WALKE JrLPL Financial LLCU.S. Bancorp Investments, Inc.10-05-2020
Matthew David AltmeyerLPL Financial LLCRoyal Alliance Associates, Inc.08-03-2020
Christopher Scott HallLPL Financial LLCSecurities America, Inc.03-02-2020
Stoney Ray FosterLPL Financial LLCSecurities America, Inc.03-02-2020
Jacob Eli MurrayLPL Financial LLCWaddell & Reed05-23-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
Dustin M OlsonLPL Financial LLCWells Fargo Clearing Services, LLC08-07-2018
Jeffery Eugene HerbekLPL Financial LLCWaddell & Reed09-18-2017
Bryce Derek HolleyLPL Financial LLCKey Investment Services LLC11-07-2016
Thomas James NicholsLPL Financial LLCWells Fargo Clearing Services, LLC10-20-2015
Stephanie Lynn AyerLPL Financial LLCDeutsche Bank Securities Inc.06-03-2015
Michael Hayes BeckLPL Financial LLCAmeriprise Financial Services, LLC05-20-2015
Jordan Paul StaheliLPL Financial LLCFidelity Brokerage Services LLC04-27-2015
Matthew David WaloLPL Financial LLCWoodbury Financial Services, Inc.02-26-2015
Eric Patrick BoyumLPL Financial LLCEdward Jones04-16-2013
David William McCollumLPL Financial LLCEdward Jones04-15-2013
Tamra L HillLPL Financial LLCEdward Jones04-07-2011
Teri Lynn Ploharz-BollingLPL Financial LLCEdward Jones11-18-2009
Mark Edward PattonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2009
D Jake DenningLPL Financial LLCEdward Jones07-07-2009
Joachim Franz-Gotthard WirthLPL Financial LLCUBS Financial Services Inc.05-04-2009
Peter Charles WagstaffLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1710-07-2013
James Mark RockwellLPL Financial LLCCetera Advisor Networks LLC$2505-04-2020
Robert Eugene Lowry JrLPL Financial LLCInvestment Centers of America, Inc.$2510-31-2016
Brian Ronald NelsonLPL Financial LLCZions Direct, Inc.$2502-24-2015
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.