Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
Emil Frank Wehrle Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-12-2020
Thomas Arthur PotterLPL Financial LLCSecurities America, Inc.$5005-15-2020
James Caldwell WeltonLPL Financial LLCChapin, Davis$8004-16-2020
Carl Michael Williams Jr.LPL Financial LLCChapin, Davis$10004-16-2020
Claire Elizabeth CampbellLPL Financial LLCEdward Jones04-01-2020
William Joseph BlythLPL Financial LLCSecurities America, Inc.$5003-27-2020
Robert Francis BlythLPL Financial LLCSecurities America, Inc.$5003-27-2020
Steven Robert CherryLPL Financial LLCMorgan Stanley03-23-2020
Geoffrey Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Stephenson Paul JuleyLPL Financial LLCMML Investors Services, LLC03-11-2020
Robert Thomas WeilLPL Financial LLCMML Investors Services, LLC$15003-11-2020
Todd Avrom ChalemLPL Financial LLCMML Investors Services, LLC03-11-2020
David Charles StegerLPL Financial LLCMML Investors Services, LLC03-11-2020
Erin Mae JuleyLPL Financial LLCMML Investors Services, LLC03-11-2020
Sean Christopher GayLPL Financial LLCAusdal Financial Partners, Inc.03-09-2020
Daniel Joseph McDonnellLPL Financial LLCSecurities America, Inc.$5003-05-2020
Bruce PerskyLPL Financial LLCJ.P. Morgan Securities LLC03-05-2020
Anthony Thomas LodovicoLPL Financial LLCEdward Jones03-05-2020
Scott A. ClaytonLPL Financial LLCMML Investors Services, LLC03-02-2020
Edward Walter KoczorowskiLPL Financial LLCMML Investors Services, LLC$5002-03-2020
Matthew Lake BrownLPL Financial LLCThe Huntington Investment Company01-17-2020
Constantinos Dean Frank YianasLPL Financial LLCWells Fargo Clearing Services, LLC$2,00001-10-2020
Marissa I. SerranoLPL Financial LLCJ.P. Morgan Institutional Investments Inc.01-10-2020
Brian Robert SheehyLPL Financial LLCWorld Equity Group, Inc.01-09-2020
Next Page »

Showing 1 to 25 of 560 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.