Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Robert SheehyLPL Financial LLCWorld Equity Group, Inc.01-09-2020
Michael Jon NagelvoortLPL Financial LLCRoyal Alliance Associates, Inc.12-09-2019
David Anthony MercurioLPL Financial LLCMoney Concepts Capital Corp11-22-2019
James Robert Vande LogtLPL Financial LLCValMark Securities, Inc.11-14-2019
Joseph Michael Mchugh Sr.LPL Financial LLCFSC Securities Corporation11-11-2019
Andrew James PowersLPL Financial LLCFSC Securities Corporation11-07-2019
Daniel Michael WaddickLPL Financial LLCB. Riley Wealth Management11-06-2019
Richard Anthony Behan Sr.LPL Financial LLCFSC Securities Corporation11-06-2019
Barry Alan KrumwiedeLPL Financial LLCJ.P. Morgan Securities LLC11-05-2019
Sarah DeskovichLPL Financial LLCWintrust Investments LLC10-30-2019
Kenneth Scott SmallLPL Financial LLCSecurities America, Inc.10-21-2019
Natalie A. JumpLPL Financial LLCSecurities America, Inc.10-21-2019
Thomas A. TrostLPL Financial LLCCUNA Brokerage Services, Inc.10-18-2019
Brittany Alexandria ElginLPL Financial LLCRoyal Alliance Associates, Inc.10-03-2019
Brad J. MeadorLPL Financial LLCVALIC Financial Advisors, Inc.09-20-2019
Rebecca Ann EthellLPL Financial LLCBates Securities, Inc.08-26-2019
Kurt Frederick YndestadLPL Financial LLCJ.P. Morgan Securities LLC08-26-2019
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Fernando Luis CruzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Cory Edmond MarlowLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Crystal M. LanceLPL Financial LLCMidwestern Securities Trading Company, LLC07-31-2019
David Michael MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Jose Luis Martinez IILPL Financial LLCSigma Financial Corporation06-21-2019
Philip Ransom DepriestLPL Financial LLCCetera Investment Advisers LLC06-14-2019
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.