Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick J Jarzembowski Jr.LPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Philip Ransom DepriestLPL Financial LLCCetera Investment Services LLC06-14-2019
Patricia Mary LorisLPL Financial LLCSecurities America, Inc.$5005-31-2019
James Michael DavidsLPL Financial LLCSecurities America, Inc.05-31-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Kenneth Norman YoungLPL Financial LLCIndependent Financial Partners$2505-28-2019
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Dale Andrew AlcornLPL Financial LLCCUNA Brokerage Services, Inc.$5004-05-2019
Christopher M. GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Salvatore Joseph DitusaLPL Financial LLCNeuberger Berman LLC04-01-2019
Larry Dean OwenLPL Financial LLCThe O.N. Equity Sales Company$1003-27-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2019
John Lawrence TownsendLPL Financial LLCThrivent Investment Management Inc.02-28-2019
David Constantine Fortosis Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC01-22-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Michael James SchultzLPL Financial LLCCetera Advisor Networks LLC$5012-04-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Renee R. ServisLPL Financial LLCCetera Advisor Networks LLC$2511-30-2018
Gregg Edward VannLPL Financial LLCJames T. Borello & Co.11-30-2018
Marcia Laurene NewkirkLPL Financial LLCCetera Advisor Networks LLC$5011-28-2018
Steven Richard NicholsLPL Financial LLCCetera Advisor Networks LLC$5011-15-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC11-15-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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