Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Patrick J Jarzembowski Jr.LPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Robert Steven MorgensternLPL Financial LLCSigma Financial Corporation$10006-21-2019
Jose Luis Martinez IILPL Financial LLCSigma Financial Corporation06-21-2019
Philip Ransom DepriestLPL Financial LLCCetera Investment Advisers LLC06-14-2019
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Joseph D. RicciardiLPL Financial LLCSecurities America, Inc.$10005-31-2019
Mark Allen DavidsLPL Financial LLCSecurities America, Inc.$25005-31-2019
Patricia Mary LorisLPL Financial LLCSecurities America, Inc.$50005-31-2019
Davis James JohnstonLPL Financial LLCEdward Jones05-31-2019
James Michael DavidsLPL Financial LLCSecurities America, Inc.05-31-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Kenneth Norman YoungLPL Financial LLCIndependent Financial Partners$25005-28-2019
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC$10005-07-2019
Sandra Kay DewallLPL Financial LLCRaymond James Financial Services, Inc.04-11-2019
Dale Andrew AlcornLPL Financial LLCCUNA Brokerage Services, Inc.$15004-05-2019
Christopher M. GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Christopher Eric HerzogLPL Financial LLCRaymond James Financial Services, Inc.$50004-04-2019
Edward George Kollada Jr.LPL Financial LLCKestra Investment Services, LLC$10004-01-2019
Salvatore Joseph DitusaLPL Financial LLCNeuberger Berman BD LLC04-01-2019
Larry Dean OwenLPL Financial LLCThe O.N. Equity Sales Company$10003-27-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-21-2019
Steven DobskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Richard Wayne JohnsonLPL Financial LLCSimmons First Investment Group, Inc.$15003-20-2019
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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