Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles A. VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-16-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-16-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services08-12-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, Inc.06-17-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Clayton Anderson PyferLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Thomas Clem Palmer IILPL Financial LLCU.S. Bancorp Investments, Inc.$10011-05-2018
Michael Stanley DobrzynskiLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.10-11-2018
Timothy Burton HockmanLPL Financial LLCPackerland Brokerage Services, Inc.$5009-14-2018
Benjamin Joseph FinanLPL Financial LLCFidelity Brokerage Services LLC08-09-2018
Layton David GinderLPL Financial LLCRaymond James Financial Services, Inc.07-24-2018
Andrew SmithLPL Financial LLCEdward Jones$1007-16-2018
Curt Brian MagureanLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-04-2018
Matthew Ryan BrinkmannLPL Financial LLCFifth Third Securities, Inc.02-28-2018
Mario Anthon RuizLPL Financial LLCSII Investments, Inc.$5002-14-2018
Rena Lynn NoeLPL Financial LLCSII Investments, Inc.$5002-14-2018
Michael T. BarancykLPL Financial LLCSII Investments, Inc.$5002-14-2018
Stephen P. KavoisLPL Financial LLCSII Investments, Inc.$5002-14-2018
Mark Owen VandeveldeLPL Financial LLCSII Investments, Inc.$2502-14-2018
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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