Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jeffery David Fierce | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-16-2009 |
| Richard Jay Hawk | LPL Financial LLC | Citigroup Global Markets Inc. | $50 | 01-26-2009 |
| Joshua Scott Corwin | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-06-2009 |
| Michael E. Harper | LPL Financial LLC | Citigroup Global Markets Inc. | — | 05-22-2009 |
| Stephen E. Yost | LPL Financial LLC | Edward Jones | — | 06-01-2009 |
| Zachary Ryan Schroer | LPL Financial LLC | Watermark Wealth Management, LLC | $10 | 06-02-2009 |
| Bruce Allen Evans | LPL Financial LLC | CUNA Brokerage Services, Inc. | — | 06-16-2009 |
| Terry Roger Cox | LPL Financial LLC | CUNA Brokerage Services, Inc. | — | 06-16-2009 |
| Jim B. Wolf | LPL Financial LLC | CUNA Brokerage Services, Inc. | — | 06-16-2009 |
| Jerry Lee Cary Jr. | LPL Financial LLC | Edward Jones | — | 06-30-2009 |
| Michael Joseph Kelley | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Thomas Arthur Butler | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| David George Yearwood | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Julie Ann Thompson | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Charles Peter Pilecki | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Danny Lee Wilburn | LPL Financial LLC | Waterstone Financial Group, Inc. | — | 09-08-2009 |
| Daniel Joseph Gandolph | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Karen Pardieck Grindlay | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Jack Randall Anderson | LPL Financial LLC | Mutual Service Corporation | — | 09-08-2009 |
| Alex Michael Knepp | LPL Financial LLC | Cetera Investment Services LLC | — | 10-06-2009 |
| Richard Malcolm Fletcher Jr. | LPL Financial LLC | INVEST Financial Corporation | — | 11-30-2009 |
| Gary David Shelton | LPL Financial LLC | INVEST Financial Corporation | — | 11-30-2009 |
| Timothy Scott Swickard | LPL Financial LLC | INVEST Financial Corporation | — | 11-30-2009 |
| Douglas Edward Baim | LPL Financial LLC | Cincinnati Analysts, Inc. | $10 | 05-17-2010 |
| Gregory Paul Farrall | LPL Financial LLC | Lakeside Wealth Management Group, LLC | $150 | 06-22-2010 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
