Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Mark RickertLPL Financial LLCPersonal Financial Group$50001-23-2018
William Keith PadekLPL Financial LLCPersonal Financial Group$10008-16-2017
Gregory Thomas CorneliusLPL Financial LLCPersonal Financial Group$10004-06-2017
Chanel FortierLPL Financial LLCPersonal Financial Group$50011-13-2015
Eric Alan JohnsonLPL Financial LLCPersonal Financial Group$50003-27-2015
Jeffrey Howard NesselLPL Financial LLCPersonal Financial Group$10005-09-2014
Mark Wheeler HarrisLPL Financial LLCPersonal Financial Group$25002-04-2013
Keith Fredrick NovakLPL Financial LLCPERSONAL FINANCIAL GROUP02-15-2012
Lynn Ray SchafersmanLPL Financial LLCPersonal Financial Group07-08-2011
Peter John Hartwick Jr.LPL Financial LLCPersonal Financial Group$25011-18-2009
Mark David RabinLPL Financial LLCPersonal Financial Group$10011-17-2009
Donald Caldwell Clark Jr.LPL Financial LLCPersonal Financial Group$50011-16-2009
Linda E. MigliazzoLPL Financial LLCPersonal Financial Group11-16-2009
Anthony Howard HoskinsLPL Financial LLCPersonal Investment Group, Inc12-20-2010
Gaye Rosa Masopust ErwinLPL Financial LLCPFS Investments Inc.05-20-2009
David Wayne PickettLPL Financial LLCPrime Capital Investment Advisors, LLC$10004-20-2018
Nikki Dee FinleyLPL Financial LLCPrincipal Securities, Inc.11-07-2016
James Eugene OliverLPL Financial LLCRaymond James Financial Services, Inc.$25008-19-2010
Richard Aaron WebdellLPL Financial LLCResources Investment Advisors$50012-17-2014
Patricia Adele BeverLPL Financial LLCResources Investment Advisors$10010-07-2013
Vincent Lee MorrisLPL Financial LLCResources Investment Advisors$15011-30-2010
Robert Erick BjorsethLPL Financial LLCResources Investment Advisors$25011-30-2010
Tristan Wayne TalleyLPL Financial LLCResources Investment Advisors$25011-30-2010
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$22004-29-2019
Larry Hershel ThompsonLPL Financial LLCSA Stone Wealth Management Inc.$10010-05-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.