Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis J. Patterson IIILPL Financial LLCOppenheimer & Co. Inc.$15012-05-2019
Gregory Thomas HadelLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Sean Patrick AikmusLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Steven William FreebergLPL Financial LLCVALIC Financial Advisors, Inc.$10008-06-2019
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$22004-29-2019
Damon Mark SchimmingLPL Financial LLCOppenheimer & Co. Inc.$25003-14-2019
Randall Scott PowellLPL Financial LLCWaterFront Wealth Inc.$10003-07-2019
George Dean ModrcinLPL Financial LLCEdward Jones$50002-25-2019
Toby Marshall JohnstonLPL Financial LLCThrivent Investment Management Inc.$10001-25-2019
John Charles Browne Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated$90012-11-2018
Scott Charles McEwenLPL Financial LLCEdward Jones$10011-05-2018
Anne Elise PetersonLPL Financial LLCCambridge Investment Research, Inc.$10010-19-2018
Brian Lee TackettLPL Financial LLCFrontier Wealth Management, LLC$10006-01-2018
Jeremy Scot NolandLPL Financial LLCAscensus Financial Services, LLC.05-21-2018
Brian William LewallenLPL Financial LLCTD Ameritrade, Inc.05-08-2018
David Wayne PickettLPL Financial LLCPrime Capital Investment Advisors, LLC$10004-20-2018
Steve Paul LawrenceLPL Financial LLCOppenheimer & Co. Inc.$25002-16-2018
Alan Mark RickertLPL Financial LLCPersonal Financial Group$50001-23-2018
Brittany Rae PenningtonLPL Financial LLCWaddell & Reed01-19-2018
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, Inc.$15012-11-2017
Trent Records JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Victor Samuel HurlbertLPL Financial LLCWaddell & Reed11-15-2017
Lance Eric GorsuchLPL Financial LLCWaddell & Reed11-10-2017
Randall Alan FisherLPL Financial LLCIndependent Financial Partners$25008-24-2017
William Keith PadekLPL Financial LLCPersonal Financial Group$10008-16-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.