Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Keith PadekLPL Financial LLCPersonal Financial Group$10008-16-2017
Vincent Lee MorrisLPL Financial LLCResources Investment Advisors$15011-30-2010
Victor Samuel HurlbertLPL Financial LLCWaddell & Reed11-15-2017
Victor Jay EdwardsLPL Financial LLCEdward Jones11-02-2015
Tyson Craig CombsLPL Financial LLCNew England Securities12-17-2013
Troy Laton RedstoneLPL Financial LLCSecurities America, Inc.06-05-2013
Tristan Wayne TalleyLPL Financial LLCResources Investment Advisors$25011-30-2010
Trent T WanamakerLPL Financial LLCEdward Jones12-16-2011
Trent Records JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Travis A PeterLPL Financial LLCMorgan Stanley$15010-02-2012
Toby Marshall JohnstonLPL Financial LLCThrivent Investment Management Inc.$10001-25-2019
Timothy Patrick MilfordLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-26-2009
Thomas Edward BlumerLPL Financial LLCUBS Financial Services Inc.$50006-29-2009
Thomas Aquinas Cavaliere IIILPL Financial LLCnVision Wealth Group, LLC12-14-2012
Steven William FreebergLPL Financial LLCVALIC Financial Advisors, Inc.$10008-06-2019
Steve Paul LawrenceLPL Financial LLCOppenheimer & Co. Inc.$25002-16-2018
Stephen Wesley BrimacombeLPL Financial LLCnVision Wealth Group, LLC$10012-16-2009
Stephen Donald ToddLPL Financial LLCWaddell & Reed05-08-2017
Stephanie Marie GanttLPL Financial LLCMorgan Stanley$50010-14-2010
Shawn Boyd ShepherdLPL Financial LLCEdward Jones03-28-2013
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$22004-29-2019
Sean Patrick AikmusLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Scott Charles McEwenLPL Financial LLCEdward Jones$10011-05-2018
Ryan Andrew WilkersonLPL Financial LLCWaddell & Reed01-03-2017
Robert Kent HissLPL Financial LLCSA Stone Wealth Management Inc.$10011-06-2012
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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