Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Thomas HadelLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Sean Patrick AikmusLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Jeremy Scot NolandLPL Financial LLCAscensus Financial Services, LLC.05-21-2018
Brian William LewallenLPL Financial LLCTD Ameritrade, Inc.05-08-2018
Brittany Rae PenningtonLPL Financial LLCWaddell & Reed01-19-2018
Trent Records JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Victor Samuel HurlbertLPL Financial LLCWaddell & Reed11-15-2017
Lance Eric GorsuchLPL Financial LLCWaddell & Reed11-10-2017
Jace Denton YoungLPL Financial LLCTransamerica Financial Advisors, Inc05-12-2017
Stephen Donald ToddLPL Financial LLCWaddell & Reed05-08-2017
Jonathan David LallLPL Financial LLCV Wealth Advisors LLC02-06-2017
Michael Kevin GardenLPL Financial LLCV Wealth Advisors LLC01-05-2017
Benjamin John DierkesLPL Financial LLCWaddell & Reed01-03-2017
Ryan Andrew WilkersonLPL Financial LLCWaddell & Reed01-03-2017
Nikki Dee FinleyLPL Financial LLCPrincipal Securities, Inc.11-07-2016
Cali J LehmanLPL Financial LLCCUSO Financial Services, L.P.11-02-2016
Ehren Gabriel FeldmeyerLPL Financial LLCCetera Investment Services LLC07-29-2016
Robert Cole SchwarzLPL Financial LLCCobler Capital Management, LLC06-07-2016
Mark Allan ZydloLPL Financial LLCCetera Advisors LLC01-08-2016
Victor Jay EdwardsLPL Financial LLCEdward Jones11-02-2015
Howard Leonard HiemstraLPL Financial LLCHeritage Financial Solutions, LLC06-20-2014
Larry Curtis CookLPL Financial LLCNext Financial Group, Inc.06-20-2014
Chad Edward TepeLPL Financial LLCIndependent Financial Partners03-21-2014
Monika Faye StonehockerLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-06-2014
Tyson Craig CombsLPL Financial LLCNew England Securities12-17-2013
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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