Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Herman KaplanLPL Financial LLCTriad Advisors, Inc.$5009-27-2019
Mark Stephen HansonLPL Financial LLCSA Stone Wealth Management Inc.08-21-2019
Mark Stephen HansonLPL Financial LLCSA Stone Wealth Management Inc.08-21-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Anthony J. FortLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC02-25-2019
Dana S. BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Steven Andrew CoyneLPL Financial LLCJackson National Life Distributors LLC11-30-2018
Erik Timothy FlaigLPL Financial LLCJ.P. Morgan Securities LLC11-02-2018
Thomas Michael SmithLPL Financial LLCWaddell & Reed09-28-2018
Michael Layne Wilkerson IILPL Financial LLCCommonwealth Financial Network$2509-06-2018
Mark T. EckellLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Michael Huntley Smith Jr.LPL Financial LLCWaddell & Reed08-20-2018
David Michael WinebrennerLPL Financial LLCCetera Advisor Networks LLC$7708-03-2018
Scott Andraius MussLPL Financial LLCWaddell & Reed07-26-2018
Michael Patrick PetroskyLPL Financial LLCWaddell & Reed07-26-2018
James Kurt MesserLPL Financial LLCCetera Advisor Networks LLC06-27-2018
Alicia Rose RoennowLPL Financial LLCSecurian Financial Services, Inc.05-11-2018
Carroll Richard GosleeLPL Financial LLCEdward Jones$15004-27-2018
John Douglas BeavinLPL Financial LLCINVEST Financial Corporation02-14-2018
Charles Edwin Price IIILPL Financial LLCINVEST Financial Corporation02-14-2018
Victor Allen Lancaster Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
Patrick Thomas FlanaryLPL Financial LLCINVEST Financial Corporation02-14-2018
Riley David SolomonLPL Financial LLCINVEST Financial Corporation02-14-2018
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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