Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vicki Lynn MarchandLPL Financial LLCUBS Financial Services Inc.$2504-17-2009
Gary J. AndersonLPL Financial LLCWells Fargo Clearing Services, LLC05-01-2009
Scott Anthony SellsLPL Financial LLCFifth Third Securities, Inc.05-06-2009
Dustin Scott AdamsLPL Financial LLCEdward Jones05-12-2009
Eddie Dewayne CoxLPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Charles Arthur EisenmannLPL Financial LLCUBS Financial Services Inc.$10005-20-2009
Kevin Charles CrahanLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC07-31-2009
Donald Edward LewisLPL Financial LLCMutual Service Corporation$1009-08-2009
Robert Joseph RobertsLPL Financial LLCMutual Service Corporation09-08-2009
Diane Renee PolleyLPL Financial LLCMutual Service Corporation09-08-2009
Joseph Phillip RobertsLPL Financial LLCMutual Service Corporation09-08-2009
Thomas Anthony StewartLPL Financial LLCMutual Service Corporation09-08-2009
Thomas Michael TyeLPL Financial LLCEdward Jones12-15-2009
Anne Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2010
Toby Kyle NuttLPL Financial LLCUvest Financial Services Group, Inc.02-02-2010
Rowena York RuffLPL Financial LLCUvest Financial Services Group, Inc.$5002-04-2010
Dennis Mark WestLPL Financial LLCFidelity Brokerage Services LLC02-04-2010
Tina Kay TaylorLPL Financial LLCRaymond James Financial Services, Inc.03-26-2010
Marc Allen MooreLPL Financial LLCEdward Jones$10004-28-2010
Grover Allen MollineauxLPL Financial LLCEdward Jones$2506-28-2010
James Joseph ScullyLPL Financial LLCEdward Jones07-20-2010
Joshua Tyler ReynoldsLPL Financial LLCPNC Investments07-21-2010
Chad E. GoodmanLPL Financial LLCEdward Jones11-22-2010
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Richard Blaine Slade IILPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC12-20-2010
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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