Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B. WeinerLPL Financial LLCFSC Securities Corporation05-09-2019
Adam O'Dell CoopLPL Financial LLCFifth Third Securities, Inc.$50006-30-2011
Albert Herman KaplanLPL Financial LLCTriad Advisors LLC$50009-27-2019
Angela Beth ZachmanLPL Financial LLCPNC Investments03-31-2014
Angela Michelle DrakeLPL Financial LLCEdward Jones04-25-2016
Anne Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2010
Anthony Jason FortLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC02-25-2019
Beau David MankinLPL Financial LLCFifth Third Securities, Inc.06-13-2017
Blake Martin SalleeLPL Financial LLCMorgan Stanley07-13-2010
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.$25012-03-2010
Bradley Mark HowardLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$50008-17-2016
Bradley Shawn StatonLPL Financial LLCEdward Jones$10011-28-2011
Brenton E. DittoLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10010-30-2014
Brian Harding DawahareLPL Financial LLCIndependent Financial Partners$50012-03-2012
Brian W RamseyLPL Financial LLCFifth Third Securities, Inc.$10006-05-2013
Byron Clyde KauffmanLPL Financial LLCSignator Investors, Inc.12-17-2018
Carl Edwin SmithLPL Financial LLCCSSC Brokerage Services, Inc.$10001-02-2014
Caroline Kridle KorteLPL Financial LLCRaymond James Financial Services, Inc.$10005-16-2016
Carroll Richard GosleeLPL Financial LLCEdward Jones$15004-27-2018
Chad E. GoodmanLPL Financial LLCEdward Jones$10011-22-2010
Charles Allen GoldieLPL Financial LLCEdward Jones$10011-30-2012
Charles Arthur EisenmannLPL Financial LLCUBS Financial Services Inc.$10005-20-2009
Charles Austin Eckerline IIILPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC03-16-2012
Christian Eastwood EricksonLPL Financial LLCIndependent Financial Partners$50004-09-2012
Christopher Neil WatkinsLPL Financial LLCPNC Capital Markets LLC$10005-06-2011
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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