Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2010
Adam Eugene RichardsonLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5005-19-2014
Adam HeckmanLPL Financial LLCFifth Third Securities, Inc.$8401-27-2017
Albert Herman KaplanLPL Financial LLCTriad Advisors LLC$5009-27-2019
Angela Michelle DrakeLPL Financial LLCEdward Jones04-25-2016
Beau David MankinLPL Financial LLCFifth Third Securities, Inc.06-13-2017
Bernard Seward TottyLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC08-10-2009
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, LLC$2512-03-2010
Bradley Mark HowardLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC08-17-2016
Bradley Shawn StatonLPL Financial LLCEdward Jones$1,00011-28-2011
Brent Allen HarpsterLPL Financial LLCGoldenrod Financial LLC12-11-2019
Brenton E DittoLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10010-30-2014
Carl Edwin SmithLPL Financial LLCCSSC Brokerage Services, Inc.01-02-2014
Caroline KorteLPL Financial LLCRaymond James$8405-16-2016
Caroline Kridle KorteLPL Financial LLCRaymond James Financial Services, Inc.05-16-2016
Chad E GoodmanLPL Financial LLCEdward Jones11-22-2010
Charles Allen GoldieLPL Financial LLCEdward Jones11-30-2012
Charles Arthur EisenmannLPL Financial LLCUBS Financial Services Inc.$6805-20-2009
Christopher M GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
David Elroy RobersonLPL Financial LLCRaymond James & Associates, Inc.12-17-2019
DAVID MICHAEL WINEBRENNER JrLPL Financial LLCCetera Advisor Networks LLC$7708-03-2018
David PorterLPL Financial LLCWells Fargo Clearing Services, LLC$6611-10-2017
David Whayne PorterLPL Financial LLCWells Fargo Clearing Services, LLC$15011-10-2017
Dennis Crowder DixonLPL Financial LLCAmeriprise Financial Services, LLC07-16-2012
Dennis Mark WestLPL Financial LLCStrategic Advisers LLC02-04-2010
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.