Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Norwood HallLPL Financial LLCGoldk Investment Services, Inc11-08-2019
Catherine Mary Arnet-ValegaLPL Financial LLCLion Street Advisors, LLC10-30-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Silas John AtsalisLPL Financial LLCEdward Jones$2506-28-2019
Michael S. JohnsonLPL Financial LLCRaymond James Financial Services, Inc.$2504-22-2019
John Eric HansonLPL Financial LLCInfinex Investments, Inc.$15004-18-2019
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
John Vernon LyonsLPL Financial LLCInfinex Investments, Inc.$15002-26-2019
Shaun M FeldeisenLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1002-15-2019
Tracy Ann SheaLPL Financial LLCRaymond James Financial Services, Inc.$5001-16-2019
John Dennis EggersLPL Financial LLCHorace Mann Investors, Inc.$2501-02-2019
Jack Edward VadnaisLPL Financial LLCCUSO Financial Services, L.P.12-18-2018
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Robert Hellinger GeorgeLPL Financial LLCH. Beck, Inc.11-30-2018
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Peter Joseph KaslauskasLPL Financial LLCInfinex Investments, Inc.11-13-2018
Scott Edward ThaxtonLPL Financial LLCCarrThaxton Financial Group$10010-23-2018
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Kevin BarryLPL Financial LLCWells Fargo Clearing Services, LLC$1,00009-07-2018
Timothy Paul GolandLPL Financial LLCInfinex Investments, Inc.08-21-2018
Peter C PlantLPL Financial LLCLincoln Financial Securities Corporation$2507-20-2018
Richard W RogersLPL Financial LLCCetera Advisors LLC07-18-2018
Matthew Mendall SchwartzLPL Financial LLCThe Patriot Financial Group, LLC$1,00006-28-2018
Paul Frederick DenapoliLPL Financial LLCCetera Advisors LLC06-27-2018
Next Page »

Showing 1 to 25 of 353 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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