Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
David Mitchell RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Joshua Michael RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Peter John OristianLPL Financial LLCAmeriprise Advisor Services, Inc.$15010-05-2009
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, LLC11-09-2016
Kyle W DenisonLPL Financial LLCAmeriprise Financial Services, LLC01-01-2014
Damon Basel CallisLPL Financial LLCAmeriprise Financial Services, LLC05-31-2012
Jeffrey Carroll SettleLPL Financial LLCAmeriprise Financial Services, LLC12-22-2011
Nicholas Timothy O'GwinLPL Financial LLCAmeriprise Financial Services, LLC$1012-21-2011
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, LLC$1002-11-2010
Roxanne Willette MarshallLPL Financial LLCAnchor Capital Management LLC08-05-2009
Christopher Ephraim ParksLPL Financial LLCAndersen Wealth Management04-06-2017
John Rudolph Greene Jr.LPL Financial LLCAvantax Investment Services, Inc.05-06-2013
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
Victorino Santos ManlapazLPL Financial LLCCantwell Financial Services Inc11-07-2011
Themba Aaron MagagulaLPL Financial LLCCapital One Investing, LLC04-30-2018
Joanna Ivelisse LaracuenteLPL Financial LLCCapital One Investing, LLC04-27-2018
Daniel Linwood LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Kyle Edward LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Michael Charles MattisonLPL Financial LLCCentaurus Financial, Inc.$2511-18-2011
Charles Lee ReeseLPL Financial LLCCetera Advisor Networks LLC$5009-07-2018
Frederick Scott LoweLPL Financial LLCCetera Advisors LLC$2510-21-2019
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.