Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick C GibbonsLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5011-19-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Frederick Scott LoweLPL Financial LLCCetera Advisors LLC$2510-21-2019
Gregory Nicholas FrankosLPL Financial LLCInvestacorp Advisory Services Inc09-18-2019
Michael Keith Fyock Jr.LPL Financial LLCInfinex Investments, Inc.$2509-03-2019
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-25-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
Ira Gerald Turpin Jr.LPL Financial LLCSummit Brokerage Services, Inc.$1012-12-2018
Tom QuirkLPL Financial LLCRaymond James$20010-30-2018
Thomas E. QuirkLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-30-2018
Benjamin Joseph Dychala Jr.LPL Financial LLCCetera Advisors LLC$5009-04-2018
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Themba Aaron MagagulaLPL Financial LLCCapital One Investing, LLC04-30-2018
Servando Andres Llanio Sr.LPL Financial LLCINVEST Financial Corporation$5002-14-2018
Sheila Henrion CaseleyLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Michael D. LivingstonLPL Financial LLCINVEST Financial Corporation02-14-2018
Ronald Michael Teller Jr.LPL Financial LLCNational Planning Corporation$10011-29-2017
Cathleen TellerLPL Financial LLCNational Planning Corporation$5011-29-2017
Allen Arthur SkogeboLPL Financial LLCNational Planning Corporation$5011-29-2017
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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