Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Richard HudsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Juan Eduardo OechsleLPL Financial LLCCitigroup Global Markets Inc.$10001-27-2009
Christopher Todd WilhoitLPL Financial LLCPNC Investments$25003-19-2009
Erin Gay WillisLPL Financial LLCRaymond James Financial Services Advisors, Inc$50003-25-2009
Jason Andrew JenningsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-21-2009
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.$10004-22-2009
Richard ClonchLPL Financial LLCUBS Financial Services Inc.$10004-28-2009
David Michael MordersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-28-2009
David Anthony HemlerLPL Financial LLCPNC Investments$10006-26-2009
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley$50007-08-2009
Jason Eric CooperLPL Financial LLCMorgan Stanley$50007-10-2009
Christopher Robin RainerLPL Financial LLCMorgan Stanley$50007-24-2009
Jonathan Charles LoweLPL Financial LLCStifel, Nicolaus & Company, Incorporated$15008-07-2009
William Lamble Cooper Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-17-2009
Lee Allan AbramovitzLPL Financial LLCINVEST Financial Corporation$50008-27-2009
Frank Keith DuncanLPL Financial LLCMorgan Stanley$10008-31-2009
Colin Britton ExelbyLPL Financial LLCMorgan Stanley$25009-01-2009
Adam Alexander AulestiaLPL Financial LLCMorgan Stanley09-04-2009
Peter John OristianLPL Financial LLCAmeriprise Advisor Services, Inc.$15010-05-2009
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments$25010-07-2009
Joie RidgeLPL Financial LLCEdward Jones12-02-2009
Jeffrey T GueLPL Financial LLCPNC Investments12-09-2009
David Russell NetererLPL Financial LLCPNC Investments$50001-04-2010
Richard Alexander Douma Jr.LPL Financial LLCMetLife Securities Inc.$10001-22-2010
Daniel Edward Klosterman Jr.LPL Financial LLCMedallion Investment Services, Inc.02-08-2010
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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