Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Gregory Nicholas FrankosLPL Financial LLCInvestacorp Advisory Services Inc09-18-2019
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
Adrienne Sandra NewbergLPL Financial LLCWaddell & Reed07-20-2018
Themba Aaron MagagulaLPL Financial LLCCapital One Investing, LLC04-30-2018
Michael D. LivingstonLPL Financial LLCINVEST Financial Corporation02-14-2018
Ryan Vincent SappLPL Financial LLCNational Planning Corporation11-29-2017
Christopher John Seling Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Alvin R AntonLPL Financial LLCHighTower Securities, LLC06-13-2017
Walter Neil ZurowskiLPL Financial LLCCetera Investment Services LLC05-19-2017
Ryan Michael RecknerLPL Financial LLCPNC Investments04-21-2017
Christopher Ephraim ParksLPL Financial LLCAndersen Wealth Management04-06-2017
Amber Danielle WatsonLPL Financial LLCPurshe Kaplan Sterling Investments02-24-2017
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, Inc.11-09-2016
Mark Alan OuttenLPL Financial LLCM&T Securities, Inc.09-21-2016
Daniel Linwood LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Kyle Edward LivingstonLPL Financial LLCCapitol Securities Management, Inc.05-13-2016
Merle RossLPL Financial LLCLincoln Financial Securities Corporation12-17-2015
Thomas Joseph SaxonLPL Financial LLCNewport Coast Securities, Inc.10-08-2015
Kenneth Ray SmithLPL Financial LLCSantander Securities LLC05-11-2015
Gregory John Stangel IILPL Financial LLCNext Financial Group, Inc.02-27-2015
Next Page »

Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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