Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John MaurerLPL Financial LLCRoyal Alliance Associates, Inc.10-05-2020
Matthew S SaltzgaberLPL Financial LLCFSC Securities Corporation09-25-2020
Michelle M McEwenLPL Financial LLCCUSO Financial Services, L.P.09-15-2020
Joel Michael MichalekLPL Financial LLCCitizens Securities, Inc.09-03-2020
Amy Allred DatemaLPL Financial LLCComerica Securities08-31-2020
Mitchell Aaron TokowitzLPL Financial LLCE*TRADE Securities LLC08-25-2020
Richard Charles Tegge JrLPL Financial LLCCommonwealth Financial Network$5006-30-2020
Ashley E BosleyLPL Financial LLCCommonwealth Financial Network$15006-30-2020
Bill Langdon Scott Baldwin Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Scott Baldwin Bill Langdon Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Scott Charles BaldwinLPL Financial LLCVoya Financial Advisors, Inc.$5006-24-2020
William Herbert Langdon JrLPL Financial LLCVoya Financial Advisors, Inc.$5006-24-2020
Todd Steven SanderLPL Financial LLCVoya Financial Advisors, Inc.$10006-24-2020
Andrew Cutter BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Taggert Marshall KellyLPL Financial LLCVoya Financial Advisors, Inc.$2506-10-2020
Chad W DenikeLPL Financial LLCPrincipal Securities, Inc.06-08-2020
Steven Joel MoranLPL Financial LLCWoodbury Financial Services, Inc.05-26-2020
Russell Vinson DawsonLPL Financial LLCSecurian Financial Services, Inc.05-04-2020
Tammy J WarnickeLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2020
James Charles MackLPL Financial LLCAmeriprise Financial Services, LLC$2503-27-2020
Marc Harold EdwardsLPL Financial LLCAmeriprise Financial Services, LLC03-27-2020
David MichaelsLPL Financial LLCEdward Jones03-02-2020
David Charles BellskyLPL Financial LLCSigma Financial Corporation02-18-2020
Steven Paul MaskerLPL Financial LLCSigma Financial Corporation02-18-2020
Elaine Ardith ParlbergLPL Financial LLCSigma Financial Corporation02-18-2020
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Showing 1 to 25 of 237 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.